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282 Pages·2017·5.28 MB·English

ΕΤΑΙΡΕΙΕΣ ΜΗ ΕΧΟΥΣΕΣ ΑΔΕΙΑ ΠΑΡΟΧΗΣ ΕΠΕΝΔΥΤΙΚΩΝ ΥΠΗΡΕΣΙΩΝ ΒΑΣΕΙ ΣΧΕΤΙΚΩΝ ΠΡΟΕΙΔΟΠΟΙΗΣΕΩΝ (PUBLIC WARNINGS) ΞΕΝΩΝ ΕΠΟΠΤΙΚΩΝ
ΑΡΧΩΝ*

ΗΜΕΡΟΜΗΝΙΑ
ΞΕΝΗ ΕΠΟΠΤΙΚΗ ΑΡΧΗ ΠΟΥ ΕΚΔΟΣΗΣ
Α/Α ΕΠΩΝΥΜΙΑ ΕΤΑΙΡΕΙΑΣ ΣΥΝΔΕΣΜΟΣ
ΕΞΕΔΩΣΕ ΠΡΟΕΙΔΟΠΟΙΗΣΗ ΠΡΟΕΙΔΟΠΟΙΗΣ
ΗΣ
1. Kapital Equity Unlimited
www.fsc.gov.im/ViewNews.gov?
2. Kapital Equity Limited
menuid=&page=lib/news/fsc/kap
3. Kapital Bank (Isle of Man) Limited
Isle of Man Financial Supervision italequityunl.xml
4. www.kapitalequity.org 13/7/2006
Commission
5. Bankers Trust International
www.fsc.gov.im/ViewNews.gov?
6. www.btiplconline.com menuid=&page=lib/news/fsc/ban
kerstrustinte.xml
7. www.btisecureplc.com
8. The Malta International Art Fund Ltd. Malta Financial Services Authority 13/7/2006 www.mfsa.com.mt (Warnings)
www.fsc.gov.im/ViewNews.gov?
9. IBPS Alliance Bank menuid=&page=lib/news/fsc/ibp
Isle of Man Financial Supervision salliancebank.xml
19/7/2006
Commission
www.fsc.gov.im/ViewNews.gov?
10. Mr James Crosby, HBSOC Plc menuid=&page=lib/news/fsc/mrj
amescrobsy.xml
www.fsc.gov.im/ViewNews.gov?
11. Global Trust Asset Management Isle of Man Financial Supervision 24/7/2006 menuid=&page=lib/news/fsc/vau
Commission
ltingcompany.xml
12. Oxbridge International Limited Autorité des Marchés Financiers 25/7/2006 -
(France)
13. Castlepeak and Sons, Ltd. Authority for the Financial Markets 27/7/2006 -
(Netherlands)
14. Jean-Pierre Gallien (φυσικό πρόσωπο) Autorité des Marchés Financiers 1/8/2006 -
(France)
http://www.cnmv.es/Portal/verDo
15. Aurea Negocios, S.L. Comisión Nacional del Mercado 8/8/2006 c.axd?t={42df0e78-abf3-4d19-
de Valores (Spain)
826e-9cb4beb97e7d}
16. Abbey House Acquisitions Hong Kong SFC 9/8/2006 eapp01.sfc.hk/apps/ie/eIRCAlert
List.nsf/eng/alert?openpage
17. Hibber Bothwell Capital Partners Danish Financial Supervisory 11/8/2006 www.finanstilsynet.dk/sw1267.a
Authority sp
18. New World Financial Europe SL The Netherlands Authority for the 15/8/2006 www.afm.nl/english.htm
Financial Markets
19. Brentwood Trust Company Swedish Financial Supervisory 17/8/2006 www.fi.se/warning
Authority
http://www.fsc.gov.im/ViewNews
20. Mr. Jon Irkle, HBSOC Plc .gov?menuid=10222&page=lib/n
ews/fsc/mrjonirkleandmrj.xml
http://www.fsc.gov.im/ViewNews
21. Mascot Walters .gov?menuid=10222&page=lib/n
ews/fsc/mascotwalters.xml
http://www.fsc.gov.im/ViewNews
22. DRC Europe Isle of Man Financial Supervision 21/8/2006 .gov?menuid=10222&page=lib/n
Commission
ews/fsc/drceurope.xml
http://www.fsc.gov.im/ViewNews
23. Ulster Bank Investment Officer .gov?menuid=10222&page=lib/n
ews/fsc/bogusemailsulste.xml
http://www.fsc.gov.im/ViewNews
24. Stockton s.r.o. .gov?menuid=10222&page=lib/n
ews/fsc/stocktonsro.xml
25. Atlantic Capital Management Irish Financial Services 23/8/2006 www.financialregulator.ie
Regulatory Authority
26. Axis Open Source Corporation Swedish Financial Supervisory 25/8/2006 www.fi.se/warning
27. Emerson Capital Ltd. Authority
28. Hartman-Benetti & Associates
29. Lakewood Securities, Inc.
30. Maynard Maclain Trading Company Ltd. / Maynard The Netherlands Authority for the 25/8/2006 www.afm.nl/warninglists
Maclain Ltd. / Maynard Maclain Fx, Inc. Financial Markets
31. Aspen Payne Consulting Swedish Financial Supervisory 4/9/2006 www.fi.se/warning
Authority
32. HB Capital Partners The Financial Supervisory 5/9/2006 http://www.kredittilsynet.no/wb
Authority of Norway ch3.exe?p=2110
33. Friedman Holland & Associates
34. H.B. Management
35. Pearlstar Corporation (PSTR) Swedish Financial Supervisory 5/9/2006 www.fi.se/warning
Authority
36. Southern Cross Mergers and Acquisitions
37. Voyager Investment Management
38. Barlow & Ramsey Austrian Financial Market 5/9/2006 -
Authority
39. Brubacher & Associates 5/9/2006
40. Aims World Asset & Investment Management
Services
Swedish Financial Supervisory
41. Alv Group Authority www.fi.se/warning
13/9/2006
42. Dunleavy Management Ltd.
43. Prescott Fitzgerald
44. Jupiter Advisory Irish Financial Services 15/9/2006 www.financialregulator.ie
Regulatory Authority
45. Riverside MG Swedish Financial Supervisory 21/9/2006 www.fi.se/warning
Authority
46. Carl Elliot – bogus bank employee Isle of Man Financial Supervision 21/9/2006 http://www.fsc.gov.im/ViewNews
Commission .gov?menuid=&page=lib/news/fs
c/carlelliotbogusb.xml
47. Internationale Zurich Gruppe
48. The Ritland Group Pte, Ltd.
Swedish Financial Supervisory
25/9/2006 www.fi.se/warning
49. Global Recovery Alliance, Ltd Authority
50. Standard Wealth Management Corp.
51. SBI International Law Associates Mergers & Autorité des Marchés Financiers 26/9/2006 -
Acquisitions (France)
52. Lowe & Lane Asset Management Swedish Financial Supervisory 28/9/2006 www.fi.se/warning
Authority
http://www.fsc.gov.im/ViewNews
53. Lgt Liebrecht HIB Isle of Man Financial Supervision 4/10/2006 .gov?menuid=&page=lib/news/fs
Commission
c/lgtliebrechthib.xml
54. Goldmill Wagner & Associates (Costa Rica)
55. Whitman Pearce & Partners (Costa Rica)
56. Eaton Capital Americas (Belize / Guatemala) Eaton Commission de Surveillance du 5/10/2006 -
Capital Americas (Belize / Guatemala) Secteur Financier (Luxemburg)
57. Allied Champ Investments (Canada)
58. Link Mergers and Acquisitions (United States)
59. Greenfield Consulting Ltd
Swedish Financial Supervisory
5/10/2006 www.fi.se/warning
60. KLM Law Associates Authority
61. Sirius Holdings The Financial Supervisory 5/10/2006 http://www.kredittilsynet.no/wbch
Authority of Norway 3.exe?p=2110
62. Wall Street Direct Swedish Financial Supervisory 6/10/2006 www.fi.se/warning
Authority
63. Lombard-Smith & Co
64. Goldman Asset Management (GAM) Swedish Financial Supervisory 9/10/2006 www.fi.se/warning
Authority
65. Liberty Asset Management
http://www.fsa.gov.uk/pages/Doi
66. J. S. Knight & Co. Ltd United Kingdom 9/10/2006 ng/Regulated/Law/Alerts/overse
as.shtml#o
67. CTA Bank Banking, Finance and Insurance 18/10/2006 Consumers’ Protection
Commission (Belgium)
68. Diversified Capital Management Ltd Swedish Financial Supervisory 18/10/2006 www.fi.se/warning
Authority
http://www.fsc.gov.im/ViewNews
69. Mailpost Express .gov?menuid=&page=lib/news/fs
c/mailpostexpress.xml
http://www.fsc.gov.im/ViewNews
70. Hansard Services SA .gov?menuid=&page=lib/news/fs
Isle of Man Financial Supervision c/hansardservicess.xml
24/10/2006
Commission http://www.fsc.gov.im/ViewNews
71. www.alibgroup.info/ www.alcbplc.com .gov?menuid=&page=lib/news/fs
c/alibgroupinfoand.xml
http://www.fsc.gov.im/ViewNews
72. Federal Express Diplomatic & Courier Service .gov?menuid=&page=lib/news/fs
c/federalexpressdi.xml
73. H.S.F. IBZ, S.L. http://www.cnmv.es/Portal/verDo
Comisión Nacional del Mercado
25/10/2006 c.axd?t={7cdbb1b1-a682-4bc5-
74. Eagle Star International Group de Valores (Spain) be19-70af5a4f3bcd}
75. Steinman Brooks & Associates
Swedish Financial Supervisory
25/10/2006 www.fi.se/warning
76. Global Link Mergers & Acquisitions Authority
77. Morley Thompson Inc. Swedish Financial Supervisory 26/10/2006 www.fi.se/warning
Authority
78. SouthernCross Mergers and Acquisitions Autorité des Marchés Financiers 27/10/2006 -
(France)
79. Digital 1 Media, Inc.
80. Nelson Financial Group Swedish Financial Supervisory 31/10/2006 www.fi.se/warning
Authority
81. Williams Group, Financial Services
82. Norbert Associates Authority for the Financial Markets 31/10/2006 www.afm.nl/warninglists
(Netherlands)
83. Mason Ross Investments Ltd. Slovene Securities Market 2/11/2006 www.a-tvp.si
Agency
84. Sirius Financial The Financial Supervisory 3/11/2006 http://www.kredittilsynet.no/wbch
Authority of Norway 3.exe?p=2110
85. GC Investment Credit & Trust Ekonomisk Förening Swedish Financial Supervisory 6/11/2006 www.fi.se/warning
Authority
http://www.fsc.gov.im/ViewNews
86. IDS International Diplomatic Security Isle of Man Financial Supervision 9/11/2006 .gov?menuid=&page=lib/news/fs
Commission
c/idsinternational1.xml
87. Gateway Corporate Services Limited
88. Hero Elegant Global Services Limited http://eapp01.sfc.hk/apps/ie/eIR
Hong Kong SFC 15/11/2006 CAlertList.nsf/eng/alert?openpag
89. Leonard Berney and IPM Investment Program
e
Management
90. Honesty International Holdings Limited
91. Silicon Valley Financial Incorporated
Swedish Financial Supervisory
17/11/2006 www.fi.se/warning
92. Westminster Market Research & Management Authority
93. Merchant Lerner & Associates http://eapp01.sfc.hk/apps/ie/eIR
Hong Kong SFC 20/11/2006 CAlertList.nsf/eng/alert?openpag
94. Newman Bell Mergers & Acquisitions e
95. .
Price-Stone Group, S.L Comisión Nacional del Mercado
20/11/2006 www.cnmv.es
96. Hartford management group de Valores (Spain)
97. Charterhouse Trust Credit Union Ek. för. Swedish Financial Supervisory 21/11/2006 www.fi.se/warning
Authority
98. Bryce and Sons Ltd. Authority for the Financial Markets 22/11/2006 www.afm.nl/warninglists
(Netherlands)
http://eapp01.sfc.hk/apps/ie/eIR
99. The Tidal Group Hong Kong SFC 22/11/2006 CAlertList.nsf/eng/alert?openpag
ehttp://eapp01.sfc.hk/apps/ie/eI
RCAlertList.nsf/eng/alert?openp
age
100. T he Ashton Lewis Group Swedish Financial Supervisory 22/11/2006 www.fi.se/warning
Authority
101. P rivate Commercial Office, Inc.
102. F irst China Corporate Management Group. Austrian Financial Market 22/11/2006 -
Authority
103. D . Keffel-Fallahi
104. S parkasse Ekonomisk Förening Swedish Financial Supervisory 27/11/2006 www.fi.se/warning
Authority
http://www.fsc.gov.im/ViewNews
105. Lo rne Trust Asset Management / Vaulting Company .gov?menuid=&page=lib/news/fs
Limited
c/vaultingcompanyl.xml
http://www.fsc.gov.im/ViewNews
106. P innacle Credit and Finance Isle of Man Financial Supervision 29/11/2006 .gov?menuid=10222&page=lib/n
Commission
ews/fsc/pinnaclecreditan.xml
http://www.fsc.gov.im/ViewNews
107. C rown Cave Finance and Credit Union .gov?menuid=&page=lib/news/fs
c/crowncavefinance.xml
108. Im perial Trust LLC Authority for the Financial Markets 30/11/2006 www.afm.nl/warninglists
(Netherlands)
109. B luecrest International Capital, Inc. Swedish Financial Supervisory 1/12/2006 www.fi.se/warning
Authority
110. H arper & Davis Associates
111. In tercapital Management Fund Limited Swedish Financial Supervisory 4/12/2006 www.fi.se/warning
Authority
112. P latinum Index
http://www.cnmv.es/Portal/verDo
113. D aily Report, S.A. Comisión Nacional del Mercado 6/12/2006 c.axd?t={2a5e2db2-ee80-4b39-
de Valores (Spain)
b734-9a0ccc022f12}
114. M r. Robert Ménard (φυσικό πρόσωπο) Autorité des Marchés Financiers 7/12/2006 -
(France)
115. E dzell Ventures Swedish Financial Supervisory 7/12/2006 www.fi.se/warning
116. Ll oyd Brown Investments, Inc. Authority
117. K nightsbridge Wealth Management AG
118. F itzwilliam Group Limited
119. K lein International Jersey Financial Services 7/12/2006 http://www.jerseyfsc.org.
Commission
120. D SB Singapore Pte.
121. G reat Basin Scientific, Ltd.
122. H unter William Associates Swedish Financial Supervisory 11/12/2006 www.fi.se/warning
Authority
123. S trategic Capital Partners Portfolio Management AG
124. T rust Group International/ Trust Real Estate
Investment Group LLC
125. R eynold Brown and Associates Authority for the Financial Markets 12/12/2006 www.afm.nl/warninglists
(Netherlands)
126. N ovantae Capital Holdings Austrian Financial Market 14/12/2006 -
Authority
127. S tandard Chattered Bank Jersey Financial Services 18/12/2006 http://www.jerseyfsc.org.
Commission
128. A xxess Swiss Trading/Axxess Swiss Corp/IFGX Authority for the Financial Markets 21/12/2006 www.afm.nl/warninglists
Mergers and Acquisitions Group (Netherlands)
129. W akefield & Stern Corporation Jersey Financial Services 29/12/2006 http://www.jerseyfsc.org.
Commission
http://www.fsc.gov.im/ViewNews
130. F irst City Merchant Bank .gov?menuid=10222&page=lib/n
ews/fsc/firstcitymerchan.xml
Royal Bank of Ireland International Limited
Isle of Man Financial Supervision http://www.fsc.gov.im/ViewNews
131. (B ogus emails falsely purporting to have been issued Commission 3/1/2007 .gov?menuid=10222&page=lib/n
by the genuine banking licence holder Bank of ews/fsc/royalbankofirela.xml
Ireland (I.O.M.) Limited)
132. E quity Development Group (“EDG”) http://www.fsc.gov.im/ViewNews
.gov?menuid=10222&page=lib/n
ews/fsc/equitydevelopmen.xml
http://www.fsc.gov.im/ViewNews
133. C ity Trust Bank .gov?menuid=10222&page=lib/n
ews/fsc/citytrustbank.xml
http://www.fsc.gov.im/ViewNews
134. Jo hn McGrath .gov?menuid=10222&page=lib/n
ews/fsc/johnmcgrath.xml
http://www.cnmv.es/Portal/verDo
135. M orton Management, S.L. Comisión Nacional del Mercado 11/1/2007 c.axd?t={59707381-126a-46f3-
de Valores (Spain)
85e0-877ffcb76f52}
136. A lpinai Investments http://eapp01.sfc.hk/apps/ie/eIR
Hong Kong SFC 11/1/2007 CAlertList.nsf/eng/alert?openpag
137. Y amato & Associates e
138. O CFDA (Offshore Commodity Futures Dealers Banking, Finance and Insurance 12/1/2007 Consumer Protection
Association) Commission (Belgium)
139. F inAXA Settlements Inc Swedish Financial Supervisory 12/1/2007 www.fi.se/warning
Authority
140. K ingsleyStone
141. T hatcher & Thatcher Ltd Swedish Financial Supervisory 17/1/2007 www.fi.se/warning
Authority
142. K ennedy & Lang Limited
143. H anson Group International
Swedish Financial Supervisory
19/1/2007 www.fi.se/warning
144. M axwell & Goldstein Authority
145. H ollinger Newcastle Limited Swedish Financial Supervisory 24/1/2007 www.fi.se/warning
Authority
http://www.fsc.gov.im/ViewNews
146. S outh West Bank Isle of Man Financial Supervision 30/1/2007 .gov?menuid=&page=lib/news/fs
Commission
c/southwestbank.xml
http://www.jerseyfsc.org/the_co
147. H anover Company Limited Jersey Financial Services 31/1/2007 mmission/general_information/p
Commission ublic_statements/hanover%20co
mpany%20limited.asp
148. U niversal Mercantile Building Society EF (UMBS) Swedish Financial Supervisory 31/1/2007 www.fi.se/warning
Authority
149. G old Coast Investments Austrian Financial Market 1/2/2007 -
Authority
http://www.fsc.gov.im/ViewNews
150. F airbain Private Bank Isle of Man Financial Supervision 2/2/2007 .gov?menuid=&page=lib/news/fs
Commission
c/fairbainprivateb.xml
151. G rundbuchzertifikat Ltd. Austrian Financial Market 3/2/2007 -
Authority
http://www.fsc.gov.im/ViewNews
152. G olden Trading Organisation Isle of Man Financial Supervision 14/2/2007 .gov?menuid=&page=lib/news/fs
Commission
c/goldentradingorg.xml
153. C athay Asset Management Authority for the Financial Markets 15/2/2007 www.afm.nl/warninglists
(Netherlands)
154. W alden & Associates Austrian Financial Market 22/2/2007 -
Authority
http://www.fsc.gov.im/ViewNews
155. O ceania Bank PLC .gov?menuid=&page=lib/news/fs
c/oceaniabankplc.xml
http://www.fsc.gov.im/ViewNews
156. In vestarea (IOM) Ltd. .gov?menuid=&page=lib/news/fs
Isle of Man Financial Supervision c/investareaiomltd.xml
28/2/2007
Commission http://www.fsc.gov.im/ViewNews
157. T he Royal London Bank of Communications .gov?menuid=&page=lib/news/fs
c/theroyallondonba.xml
http://www.fsc.gov.im/ViewNews
158. U nicredit (UK) Ltd. .gov?menuid=&page=lib/news/fs
c/unicreditukltd.xml
159. A dministraciones Temple Bar, S.L.
160. C isa Management, S.L.
Comisión Nacional del Mercado
7/3/2007 www.cnmv.es
161. R emington York Ltd. de Valores (Spain)
162. B rookfield Partners, S.L.