Table Of ContentAACN Advanced Critical Care 
 Volume 25,   Number 2,  pp.  163 – 175 
 © 2014 AACN 
  Ventilator-Associated Pneumonia Bundle 
 Reconstruction for Best Care      
    Nancy   Munro   ,   RN, MN, CCRN, ACNP-BC   
    Margaret   Ruggiero   ,   RN, MS, CCRN, ACNP-BC   
 ABSTRACT 
  The ventilator-associated pneumonia (VAP)  variance in definitions, the Centers for Dis-
bundle is a focus of many health care institu- ease  Control  and  Prevention  developed  a 
tions. Many hospitals are conducting pro- ventilator-associated event algorithm. Health 
cess-improvement projects in an attempt to  care institutions are under pressure to reduce 
improve VAP rates by implementing the bun- the VAP infection rate, but correctly identify-
dle. However, this bundle is controversial in  ing VAP can be very challenging. This article 
the literature, because the evidence support- reviews the current evidence related to VAP 
ing the VAP interventions is weak. In addi- and  provides  insight  into  implementing  a 
tion,  definitions  used  for  surveillance  are  suggested revision of the care of patients 
interpreted differently than definitions used  being treated with mechanical ventilation.  
for clinical diagnosis. The variance in defini-   Keywords:   bundle  ,   VAP  ,    ventilator-associated 
tions has led to lower reported VAP rates,  bundle  ,   ventilator-associated events ,    ventilator-
which may not be accurate. Because of the  associated pneumonia  
     Ventilator-associated pneumonia (VAP) is a   3. Peptic ulcer disease prophylaxis   
major contributor to morbidity and mor-  4. Deep vein thrombosis (DVT) prophylaxis   
tality in the intensive care unit (ICU). Little   5. Daily oral care with chlorhexidine (added 
disagreement exists with this statement in the  in 2010)    
literature. Many guidelines have been devel-
oped to try to deal with this serious condition.   The VAP bundle was described as evidence-
The Centers for Medicare & Medicaid Services  based interventions that would help prevent 
offers an extensive list of resources for VAP  VAP. However, this premise has been debated 
prevention  implementation  (T able  1) .1    The  by researchers. To operationalize this bundle 
VAP bundle was proposed in 2005 as part of  concept, regulatory bodies developed defini-
the 100,000 Lives Campaign, an initiative that  tions and guidelines for VAP. The guidelines 
was launched by the Institute for Healthcare  remain an area of controversy because VAP is a 
Improvement  (IHI).2    This  initiative  changed  diagnosis that remains elusive and not as easily 
the  direction  of  how  many  institutions 
approached VAP. “The IHI Ventilator Bundle 
is a series of interventions related to ventilator 
 Nancy  Munro  is  Senior  Acute  Care  Nurse  Practitioner, 
care  that,  when  implemented  t ogether ,  will 
National Institutes of Health, Critical Care Medicine Depart-
achieve  significantly  better  outcomes  than  ment/Pulmonary Consult Service, 10 Center Dr, Bldg 10-CRC, 
when implemented individually.”3   The bundle  Room 3-3677, Bethesda, MD 20892 (m  [email protected]) . 
includes the following components:    Margaret Ruggiero is Acute Care Nurse Practitioner, National 
Institutes of Health, Critical Care Medicine Department/Pul-
    1. Elevation of the head of the bed (HOB)    monary Consult Service, Bethesda, Maryland 
 2. Daily sedation vacations and assessment    The authors declare no conflicts of interest.  
of readiness to extubate    DOI: 10.1097/NCI.0000000000000019
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 Table 1:    The Centers for Medicare & Medicaid Services’ Recommendations for 
Ventilator-Associated Pneumonia Prevention Resourcesa     
Resource Description
Guidelines for Prevention of Nosocomial  This document updates and replaces the CDC’s 
   Pneumonia (US Department of Health &     previously published Guidelines for Prevention of 
Human Services, Centers for Disease Control  Nosocomial Pneumonia (I nfect Control.  1982;3:327–
and Prevention [CDC]): h ttp://www.cdc.gov/ 33,  Respir Care . 1983;28:221–232, and  Am J Infect 
mmwr/preview/mmwrhtml/00045365.htm  Control . 1983;11:230–244). This revised guideline 
is designed to reduce the incidence of nosocomial 
pneumonia and is intended for use by personnel 
who are responsible for surveillance and control of 
infections in acute-care hospitals; the information 
may not be applicable in long-term-care facilities be-
cause of the unique characteristics of such settings.
Guide to the Elimination of Ventilator- The purpose of this guide is to provide evidence-
   Associated Pneumonia (Association for Profes-    based practice guidelines for the elimination of 
sionals in Infection Control and Epidemiol- ventilator-associated pneumonia (VAP).
ogy [APIC]): h ttp://www.apic.org/Resource_/
EliminationGuideForm/18e326ad-b484-471c-
9c35-6822a53ee4a2/File/VAP_09.pdf 
Preventing Ventilator-Associated Pneumonia  This educational brochure developed by APIC 
   (APIC):  http://www.apic.org/Resource_/Educa-   discusses strategies to prevent VAP.
tionalBrochureForm/c32ad147-d1ed-4043-8ad1-
8476b710f5e8/File/Preventing-Ventilator-Associ-
ated-Pneumonia-Brochure.pdf 
Round-the-Clock Intensivists Eliminate Ventilator- This innovation profi le from the AHRQ discusses how 
   Associated Pneumonia, Central Line Infections,     Texas Health Presbyterian Hospital Dallas was able 
and Pressure Ulcers in Intensive Care Unit  to eliminate VAP, central catheter infections, and 
(US Department of Health & Human Services,  pressure ulcers in intensive care units (ICUs).
Agency for Healthcare Research and Quality 
[AHRQ]): h ttp://www.innovations.ahrq.gov/con-
tent.aspx?id=2625 
Safe Critical Care Project: Testing Improvement  This quality tool provided by AHRQ and developed 
   Strategies (AHRQ): h ttp://www.innovations.    by the Hospital Corporation of America provides an 
ahrq.gov/content.aspx?id=1939  intervention toolkit for reducing VAP.
Comprehensive Initiative to Create a Culture of  This innovation profi le from AHRQ highlights Sentara 
   Safety Signifi cantly Reduces Harm Caused by     Healthcare’s implementation of an initiative to cre-
Medical Errors, Length of Stay, and Hospital- ate and sustain a culture of safety in 2002. This ef-
Acquired Pneumonia and Infections (AHRQ):  fort led to signifi cantly improved patient outcomes, 
 http://www.innovations.ahrq.gov/content. including reducing patient harm caused by errors, 
aspx?id=1819  mortality rates and length of stay in the ICU, and 
hospital-acquired pneumonia and infection rates.
Evidence-Based Bundle for Adults Is Adapted by  This innovation profi le provided by AHRQ 
   Pediatric Intensive Care Units, Reducing Ventilator- highlights Children’s Healthcare of Atlanta and how 
Acquired Pneumonia and Lowering Costs  they developed and implemented a program to 
(AHRQ):  http://www.innovations.ahrq.gov/content. reduce incidence of VAP in 3 ICUs, including 2 
aspx?id=1888  pediatric ICUs and 1 cardiac ICU.
Daily Multidisciplinary Patient Rounds and Best  The implementation of daily multidisciplinary patient 
   Practice Bundle Decrease Use of Ventilators in     rounds and a bundle of best-practice guidelines 
the Intensive Care Unit (AHRQ): h ttp://www.in- reduced the use of ventilators for patients in the 
novations.ahrq.gov/content.aspx?id=1810  ICU and enhanced communication among physi-
cians and nurses in a hospital with private practice 
physicians and no advanced practice nurses.
(continues)
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VOLUME 25 (cid:129) NUMBER 2 (cid:129) APRIL–JUNE 2014  RECONSTRUCTION OF THE VAP BUNDLE 
 Table 1:    The Centers for Medicare & Medicaid Services’ Recommendations for 
Ventilator-Associated Pneumonia Prevention Resourcesa    (Continued)  
Resource Description
Prevent Ventilator-Associated Pneumonia  This how-to guide specifi cally tailored for pediatrics 
   (Pediatric Supplement) (Institute for Healthcare     describes key evidence-based care components for 
Improvement [IHI]): h ttp://www.ihi.org/resourc- preventing VAP, describes how to implement these 
es/Pages/Tools/HowtoGuidePreventVAPPediat- interventions, and recommends measures to gauge 
ricSupplement.aspx  improvement
Implement the IHI Ventilator Bundle (IHI): h ttp://www. This website documents the importance of working 
   ihi.org/resources/Pages/Changes/Implement-    to decrease VAP, discusses the key components of 
theVentilatorBundle.aspx  the IHI Ventilator Bundle, and provides resources to 
implement the bundle.
Prevent Ventilator-Associated Pneumonia (IHI):  This how-to guide describes key evidence-based 
    http://www.ihi.org/resources/Pages/Tools/How-    care components for the IHI Ventilator Bundle, 
toGuidePreventVAP.aspx  which has been linked to reductions in VAP in 
patients in intensive care, describes how to imple-
ment these interventions, and recommends meas-
ures to gauge improvement.
Prevent Ventilator-Associated Pneumonia (IHI):  This website provides tools and resources that will 
    http://www.ihi.org/resources/Pages/Tools/How-    help a hospital work toward preventing VAP. This 
toGuidePreventVAP.aspx  site also includes resources on measures to guide 
the improvement.
Ventilator-Associated Pneumonia: Getting to  This site provides stories from hospitals that have 
   Zero … and Staying There (IHI): http://www.ihi.    successfully improved their VAP rates. Many of the 
org/resources/Pages/ImprovementStories/VA- hospitals highlighted have been able to get to zero 
PGettingtoZeroandStayingThere.aspx and stay there.
Sample Business Case for Reducing Ventilator- This document provides a sample business case for 
   Associated Pneumonia (IHI): h ttp://www.ihi.org/    reducing VAP.
resources/Pages/Tools/SampleBusinessCasefor
ReducingVentilatorAssociatedPneumonia.aspx 
Strategies to Prevent Ventilator-Associated  The intent of this document is to highlight practical rec
   Pneumonia in Acute Care Hospitals (Society for     ommendations in a concise format designed to 
Healthcare Epidemiology of America/Infectious  assist acute-care hospitals in implementing and 
Diseases Society of America [SHEA/IDSA]):  prioritizing their VAP prevention efforts. Refer to the 
 http://www.jstor.org/stable/10.1086/591062  SHEA/IDSA “Compendium of Strategies to Prevent 
Healthcare-Associated Infections” Executive Sum-
mary and Introduction and accompanying editorial 
for additional discussion.
Ventilator-Associated Pneumonia (VAP): Best  This best-practice document was developed by 
   Practice Strategies for Caregivers (Kimberly-    Kimberly-Clark Health Care and discusses the 
Clark Health Care): h ttp://en.haiwatch.com/data/ principles and strategies that make best practice 
upload/tools/VAP_CEU_Booklet_Z0406.pdf  possible. It outlines these strategies and discusses 
their impact on VAP.
Ventilator-Associated Pneumonia (American  The site provides case studies, initiatives, campaigns, 
   Hospital Association, Hospitals in Pursuit of     toolkits, methodologies, and other tools and 
Excellence):  http://www.hpoe.org/resources/ resources to support reduction in VAP.
case-studies/1078 
Preventing Ventilator-Associated Pneumonia in  This study determines what practices are used by 
   the United States: A Multicenter Mixed-Meth-    hospitals to prevent VAP and, through qualitative 
ods Study (University of Michigan): h ttp://www. methods, to understand more fully why hospitals 
med.umich.edu/psep/Preventing%20Ventilator- use certain practices and not others.
Associated_ICHE.pdf 
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MUNRO AND RUGGIERO  WWW.AACNADVANCEDCRITICALCARE.COM
 Table 1:    The Centers for Medicare & Medicaid Services’ Recommendations for 
Ventilator-Associated Pneumonia Prevention Resourcesa    (Continued)  
Resource Description
Preventing Health Care Acquired Infections (Society  This toolkit provides practical strategies, guidelines, 
   of Hospital Medicine): h ttp://www.hospitalmedicine.    and tools for reducing VAP.
org/AM/Template.cfm?Section=CME&Template=/
CM/HTMLDisplay.cfm&ContentID=4124 
Ventilator-Associated Pneumonias (VAP) (Johns  This Web site describes and links to the VAP 
   Hopkins Medicine): h ttp://www.hopkinsmedi-    Opportunity Estimator, which estimates yearly 
cine.org/armstrong_institute/improvement_ numbers of deaths, dollars, and ICU days attribut-
projects/ventilator_associated_pheumonias/ able to VAPs within an ICU, hospital, or health care 
estimator.html  system. In addition, the Opportunity Estimator 
quantifi es the potential impact of VAP interventions 
by calculating the number of infections, deaths, 
dollars, and ICU days that could be prevented if the 
VAP rate was reduced.
  a Reprinted from the Centers for Medicare & Medicaid Services.1   
defined as was initially thought by regulatory  mechanical  ventilation.  Changing  breathing 
bodies. Practitioners need to understand the  circuits when visibly contaminated or malfunc-
controversy, so that they can make appropriate  tioning was endorsed. Also recommended was 
decisions in directing practice.    the use of an endotracheal (ET) tube with a 
dorsal lumen to allow drainage of upper air-
 History of the VAP Guidelines  way  respiratory  sections  that  have  pooled 
 The Centers for Disease Control and Preven- above the ET tube balloon. Recommendations 
tion  (CDC)  published  guidelines  to  prevent  to use gastric acid suppressive drugs for peptic 
nosocomial pneumonia. The guidelines4   pub- ulcer disease prophylaxis or interventions for 
lished by the CDC in 1983 for the prevention  DVT prophylaxis were never included in any 
of nosocomial pneumonia were fundamental  guidelines for VAP prevention. These guide-
infection-control  measures.  These  guidelines  lines continue to evolve as the definitions for 
focused on perioperative prevention measures,  VAP change in an effort to clarify a very com-
hand  washing,  and  handling  of  respiratory  plicated clinical condition. However, a clinical 
fluids, medications, and equipment, which are  definition for VAP is different from a surveil-
now routine measures in institutional infection  lance definition, which makes the application 
control. In 1997, the guidelines5   were revised  of a guideline very challenging.   
and included measures to decrease aspiration, 
prevent cross-contamination or colonization of   Definitions in the 
health care workers’ hands, and ensure appro- VAP Guidelines 
priate disinfection of respiratory equipment;   The  2003  CDC  guidelines6    strongly  recom-
the use of vaccines to protect against certain  mended that surveillance should be conducted 
infections; and hospital staff education. New  for bacterial pneumonia in patients in the ICU 
investigational measures such as reducing oro- who are being treated with mechanical ventila-
pharyngeal and gastric colonization of patho- tion to facilitate identification of trends and for 
genic microorganisms also were included.5    interhospital comparison. However, microbio-
 In  2003,  these  guidelines6    were  again  logical surveillance, VAP surveillance, and clini-
updated, expanded, and replaced with guide- cal diagnosis of VAP differ significantly. The 
lines  for  preventing  health  care–associated  clinical diagnosis of VAP is neither sensitive nor 
pneumonia. The changes in the recommenda- specific.7   Clinical suspicion for VAP requires 
tions focused on preventing bacterial pneumo- intubation  for  more  than  48  hours.  Most 
nia,  especially  VAP.  Orotracheal  intubation  infection-control professionals and hospital epi-
was recommended over nasotracheal intuba- demiologists use definitions developed by the 
tion  when  initiating  mechanical  ventilation.  CDC  National  Health  and  Safety  Network, 
The use of noninvasive ventilation was recom- which are based on 3 groups of criteria: radio-
mended to reduce the duration and need for  graphic, clinical, and optional microbiological 
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VOLUME 25 (cid:129) NUMBER 2 (cid:129) APRIL–JUNE 2014  RECONSTRUCTION OF THE VAP BUNDLE 
criteria.8   The definition of VAP may be the most  specificity are related to many variables, some 
subjective  of  the  common  device-associated  of which are standardization of the procedure, 
infections.   dilutional  effects,  technique,  and  choice  of 
sampling site. Even the best technique for sam-
 Radiographic Criteria  pling may not give definitive microbiological 
 Radiographic signs include 2 or more serial  data in up to 25% of cases.1 1    
chest radiographs with new or progressive and 
persistent pulmonary infiltrates, consolidation,   Clinical Criteria 
or cavitation. The difficulty in using the chest   Clinical signs for VAP must include at least one 
radiograph as the only radiographic test in  of the following: temperature higher than 38°  C 
determining VAP is that opacities may not fol- with  no  other  recognized  cause,  leukopenia 
low usual anatomic distribution and can be  (white blood cell count <    4000/μ   L) or leukocy-
distorted or hidden by pleural effusions, atelec- tosis (white blood cell count >    12 000/μ   L), 
tasis, or pulmonary edema.9   Relying solely on  purulent respiratory secretions, or altered men-
the chest radiograph limits accuracy and does  tal status for adults 70 years or older. 6  In addi-
not include the use of computed tomographic  tion, clinical signs must include at least 2 of the 
scans in diagnosing VAP.9   ,  10     following: new onset of purulent sputum or 
change in character of sputum; increased res-
 Microbiological Criteria  piratory secretions, increase in suctioning, or 
 Microbiological  criteria  are  optional,  but  if  new  onset  or  worsening  cough,  dyspnea, 
used, at least one of the following must be pre- tachypnea,  or  bronchial  breath  sounds;  or 
sent: a positive blood culture not related to  worsening gas exchange as evidenced by desat-
another source of infection, positive growth in  uration,  Pao     /fraction  of  inspired  oxygen 
a culture of pleural fluid, a positive quantitative  (Fi o   ) ≤    240 m2m Hg, increased oxygen require-
2
culture  from  bronchoalveolar  lavage  (BAL)  ments, or increased ventilation demands.6   
( > 104   colony-forming units [CFU]/mL) or >   103     Although these criteria are widely used and 
CFU/mL from a protected brush specimen, 5%  recognized, many studies use different cutoff 
or  more  cells  with  intracellular  bacteria  on  points for fever and leukocytosis, and individ-
direct microscopic examination of gram-stained  ual interpretation of other clinical signs and 
BAL  fluid,  or  histopathological  evidence  of  radiographic data increase subjectivity in VAP 
pneumonia.6   That the microbiological criteria  diagnosis.1 2   A  Clinical  Pulmonary  Infection 
are optional in a definition for an infection is  Score (CPIS) was developed to serve as a tool 
interesting, but the intent was to use these crite- to help facilitate the diagnosis of VAP; how-
ria for surveillance use and not for clinical diag- ever, no well-designed studies to validate the 
nosis, which may be because of the difficulty in  CPIS in acute lung injury or trauma are availa-
obtaining accurate information about microbi- ble.  The  CPIS  uses  a  scoring  system  that 
ological  growth  with  the  diagnosis  of  VAP.  includes  clinical  criteria  (eg,  temperature, 
Endotracheal  suctioning  does  not  retrieve  a  blood  leukocyte  levels,  tracheal  secretions/
deep enough sample. Protected brush sampling  purulence,  and  oxygenation-to-Pao     /Fi o    
2 2
is a better technique, but it is a blind sampling  ratio) and radiographic criteria ranging from 
process and accesses limited areas of the lungs.  no  infiltrate  to  diffuse  patchy  infiltrates  to 
Bronchoalveolar lavage is considered the better  localized infiltrates.1 3  The CPIS also has user 
method for microbiological sampling, because  variability.1 3  The multiple attempts to define 
the sample is obtained under direct visualiza- VAP for guideline use indicate the challenges of 
tion using fiber-optic technology and it samples  capturing the essence of this clinical entity.    
a larger number of alveolar units.1 1  
 However, BAL also has its weakness. The   Implementation of the VAP 
sensitivity of quantitative BAL fluid cultures  Bundle Components 
ranges from 42% to 93%, implying that BAL   Although the VAP definition was not clear, the 
fluid is not diagnostic for VAP in approxi- VAP bundle was introduced, and implementa-
mately 25% of cases.1 1  The specificity of quan- tion was expected.2   To evaluate the effective-
titative BAL fluid cultures ranges from 45% to  ness of the VAP bundle in its entirety, clinicians 
100%, which implies that an incorrect diagno- must evaluate the evidence used to support 
sis (a false-positive result) occurs in 20% of  the effectiveness of each component of the 
cases.1 1  Reasons for the varying sensitivity and  bundle.  
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 HOB Elevation  medical interventions, and patient wishes; and 
 Elevation of the HOB to prevent aspiration has  (3) a semiupright position can be recommended 
been  a  nursing  standard  for  many  years.  only as a preferred position. This review also 
Although  intuitively  this  intervention  seems  indicated inconsistency in measuring and main-
logical, the evidence to support its efficacy in  taining exact HOB elevation, and no study was 
patients being treated with mechanical ventila- able to replicate clinical practice.1 8  Additional 
tion is not clear. In the original IHI proposal,  adverse effects of 45°   HOB elevation, such as 
the suggested elevation for HOB was a range of  venous stasis in lower extremities and hemody-
30°   to 45°  . This range was established in earlier  namic instability, were also considered by this 
studies performed from 1992 to 19991 4–17  test- study group, but the evidence was inconclusive 
ing the HOB elevation to prevent aspiration.1 8  ,  19   as to the occurrence of these adverse effects.1 8  
These studies used either randomized 2-group  In consideration of these scientific results, the 
or 2-period cross-over design, but the number  evidence to favor HOB elevation to help pre-
of patients was small and the conclusions were  vent VAP is not apparent. Clinicians also must 
variable but seemed to favor the 30°   to 45°    realize that the guidelines for HOB elevation 
HOB elevation.1 9  The patients in the study by  with VAP are somewhat contradictory to those 
Drakulovic et al1 7  were in a complete horizon- guidelines  used  to  prevent  pressure  ulcers, 
tal position and receiving supine enteral nutri- which favor lower HOB elevation.1 9  The clini-
tion, which is not the standard of care in most  cian is now challenged as to what the proper 
ICUs.2 0  The evidence from these studies is not  intervention is for patients being treated with 
clear in that the designs were weak, the results  mechanical ventilation.   
were not significant in 3 of the 4 studies, and 
the best degree of HOB elevation was never   Oral Hygiene Care 
established.   Oral hygiene care is another nursing domain 
 Four  more  studies  were  conducted  from  that can affect development of VAP. The oro-
2006 to 2010.2 1–24  More patients were enrolled  pharynx is colonized with potential pathogens 
in 3 of the 4 studies, and the designs ranged  such as S taphylococcus aureus ,  Streptococcus 
from prospective descriptive to a randomized  pneumoniae , P  revotella  species, B  acteroides fra-
controlled trial (RCT); however, this trial had  gilis,  and more than 700 other microbes, many 
only 30 patients. Results from these studies  of which have not been identified yet.2 5  Within 
were somewhat stronger but still variable.1 9   48 hours after a patient is admitted to the ICU, 
Metheny et al2 1  suggested that HOB elevation  the flora of the oral cavity undergoes a trans-
less than 30°   was a significant risk factor for  formation  to  predominantly  gram-negative 
aspiration, while the authors of 2 other stud- microbes, which can be more virulent.2 6  Oral 
ies2 2  ,  23   suggested  that  the  45°    elevation  was  hygiene care methods, including mouthwashes, 
either not feasible in critically ill patients or  gel,  toothbrush,  or  combination  techniques, 
poorly accepted by patients.1 9  Therefore, a rec- have been used to combat possibly pathogenic 
ommendation for the degree of HOB elevation  flora. 
remains an elusive target.   Research has focused on interventions to 
 Because of the variable evidence related to  promote oral hygiene in this population and 
HOB elevation in prevention of VAP, a Bed  minimize microbes that can lead to infection. 
Head Elevation Study Group was formed by  In one study,2 6  the use of chlorhexidine reduced 
the European Society of Intensive Care Medi- the rate of VAP in patients who did not have 
cine in 2010.1 8  This group of intensive care  pneumonia  at  baseline.  DeRiso  et  al2 7   con-
experts reviewed data in 3 meta-analyses to  cluded  that  oropharyngeal  decontamination 
determine the quality of evidence for clinically  with chlorhexidine oral rinse reduces the total 
suspected  VAP,  microbiologically  confirmed  nosocomial respiratory tract infection rate and 
VAP, and ICU mortality.1 7  ,  22  ,  23  All 3 meta-analy- results in decreases in the use of nonprophylac-
ses revealed that the quality of evidence for all  tic systemic antibiotics in patients undergoing 
3 areas was low, with wide confidence inter- cardiac  surgery.  Clinicians  should  recognize 
vals.1 8  These data led the study group to the fol- that these results apply only to patients under-
lowing conclusions: (1) whether a 45°   HOB  going heart surgery. A systematic review and 
elevation is effective or harmful is uncertain;  meta-analysis of 7 trials with 2144 patients by 
(2) maintaining a certain elevation 24 hours a  Chan et al2 8  concluded that oral application of 
day is not feasible because of nursing tasks,  antiseptics significantly reduced the incidence 
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of VAP (relative risk: 0.56; 95% confidence   Stress ulcer prophylaxis is a component of 
interval:  0.39-0.81).  The  Cochrane  Oral  the VAP bundle that also may or may not have 
Health Group2 9  recently reviewed 35 RCTs of  a  direct  impact  on  VAP  rates,  but  it  does 
oral hygiene care, of which only 14% were  impact associated risk factors that are related 
well conducted and described. A total of 17  to patients being treated with mechanical ven-
RCTs provided moderate-quality evidence for  tilation in the ICU. In a multicenter prospec-
using either chlorhexidine mouthwash or gel.2 9   tive  cohort  study,  Cook  et  al3 2   identified  2 
The results of these studies showed a 40%  strong independent risk factors for gastrointes-
reduction in the odds of VAP developing in  tinal  (GI)  bleeding:  respiratory  failure  and 
patients  who  are  critically  ill.  No  evidence  coagulopathy. The incidence of GI bleeding 
existed to show a decrease in ICU mortality  among patients with one or both of these risk 
rate, the number of ventilator days, or dura- factors was 3.7% compared with 0.1% among 
tion in ICU days.2 9  The combination of using  patients with neither risk factor. Thus, stress 
chlorhexidine and toothbrushing did not dem- ulcer prophylaxis in patients being treated with 
onstrate a difference from using chlorhexidine  mechanical ventilation may be important for 
alone.2 9   the prevention of GI bleeding, though its role 
 Another variable is the frequency in the use  in decreasing VAP is not clear. 
of  chlorhexidine  in  conjunction  with  addi-  An interesting perspective about this inter-
tional oral care. Some oral care solutions and  vention is the mechanism of how drugs that 
gels contain bicarbonate, which may contrib- suppress gastric acid may increase the viru-
ute to the deactivation of chlorhexidine and  lence of possible pathogens. Several studies3 2  ,  33  
negate its positive effects, providing another  suggest that suppressive agents for gastric acid 
example in which the evidence supporting an  may  increase  the  frequency  of  nosocomial 
intervention is not clear.    infection as compared to agents that do not 
alter gastric acid. Some research has postu-
 Prophylaxis Interventions  lated that increased pH promotes GI bacterial 
 Two interventions in the bundle are specifi- growth  (especially  gram-negative  bacteria); 
cally directed at prevention of complications  therefore, esophageal reflux and aspiration of 
associated with mechanical ventilation: DVT  gastric content along the ET tube may lead to 
and peptic or stress ulcer disease. Deep vein  endobronchial colonization or pneumonia.3 4  A 
thrombosis can be a complication of mechani- meta-analysis  of  10  RCTs  concluded  that 
cal ventilation due to increased venous stasis in  stress  ulcer  prophylaxis  with  a  histamine-
the lower extremities,1 8  but it also can be a  2-receptor  antagonist  (H  RA)  as  compared 
2
complication  of  other  conditions  such  as  with  sucralfate  resulted  in  no  difference  in 
sepsis, cancer, trauma, postoperative course,  effectiveness in treating overt GI bleeding but 
peripheral  vascular  disease,  and  immobility.  had higher rates of gastric colonization and 
Prophylaxis  for  DVT  has  been  shown  to  VAP.3 5  
reduce the incidence of venous thromboembo-  A question of differences arises between the 
lism in hospitalized patients. In a retrospective  use of H  RA and the use of proton pump 
2
observational  study3 0   of  175 655  patients  inhibitors. A retrospective study3 6  comparing 
admitted to 134 ICUs in Australia and New  ranitidine with pantoprazole among cardiac 
Zealand, crude mortality rates were lower in  surgery  patients  concluded  that  the  use  of 
patients receiving DVT prophylaxis than in  pantoprazole for stress ulcer prophylaxis was 
those who did not receive prophylaxis (6.3%  associated  with  higher  risk  of  nosocomial 
vs 7.6%, respectively). The American College  pneumonia compared with ranitidine. How-
of Chest Physicians3 1  has issued evidence-based  ever, Lin et al3 7  did not find a significant differ-
guidelines that state that patients who are criti- ence  between  H  RAs  and  proton  pump 
2
cally ill should be assessed for their DVT risk  inhibitors in terms of stress ulcer prophylaxis, 
at admission to the ICU. Although a direct cor- incidence of pneumonia, or mortality among 
relation  between  DVT  formation  and  VAP  patients admitted to the ICU. Prevention of 
does  not  exist,  pulmonary  embolism  in  a  peptic  ulcer  disease  as  a  complication  of 
patient being treated with mechanical ventila- mechanical  ventilation  has  no  relationship 
tion is a part of the ventilator-associated event  with the prevention of VAP, and stress ulcer 
(VAE), and preventive interventions should be  prophylaxis  may  actually  increase  the  inci-
implemented.  dence of gram-negative aspiration pneumonia.   
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MUNRO AND RUGGIERO  WWW.AACNADVANCEDCRITICALCARE.COM
 Daily Sedation Vacations and  work group, provides insight into the changes 
Assessment of Readiness to  in the definition. The algorithm was designed 
Extubate  to broaden the focus of surveillance to include 
 Early  extubation  may  decrease  incidence  of  complications of ventilator care and to attempt 
VAP. Daily sedation vacations allow for proper  to make surveillance more objective, thereby 
assessment  of  the  patient’s  readiness  to  be  decreasing the amount of “gaming” the sys-
extubated. Kress et al3 8  concluded that patients  tem.4 1  It provides time frames as to when to 
who  received  daily  interruption  of  sedative  look for changes and defines specific changes 
drug  infusions  had  decreased  number  of  in Fi o    and positive end-expiratory pressure 
2
mechanical ventilator days as well as decreased  instead of the original “worsening oxygena-
length of stay in the ICU. Appropriate timing  tion” statement. The ventilator-associated con-
of sedation interruptions depends on a patient’s  dition definition is nonspecific to capture more 
stability, including evaluation of hemodynam- pulmonary (eg, atelectasis, acute respiratory 
ics and the ability of the patient to protect the  distress syndrome) and nonpulmonary compli-
airway. Daily sedation vacations were paired  cations (eg, pulmonary edema, interstitial dis-
with spontaneous breathing trials, resulting in  ease) that result in prolonged higher ventilator 
earlier extubation and fewer ventilator days as  support settings.4 1  With this definition, the goal 
well as decreased ICU and hospital days.3 9  Of  of having zero VAP rates may not be realistic. 
the 5 interventions proposed in the VAP bun- In the third tier of the algorithm, the infection-
dle, this intervention is the most likely to help  related ventilator-associated condition accom-
decrease the occurrence of VAP, because it has  modates  the  variable  of  possible  versus 
been  demonstrated  that  it  expedites  earlier  probable VAP. This option is intended to cap-
extubation. The sooner the ET tube is removed,  ture events that are ventilator related but are 
the possibility of infection developing is lower.  not clearly caused by infection, which is an 
 The  previous  4  components  either  have  issue that has been a major point of debate in 
marginal evidence to support a role in decreas- defining VAP. Radiological criteria have not 
ing VAP or had no relationship to VAP. With  been included in the VAE algorithm criteria, 
this lack of clear evidence, clinicians started to  because interpretation of chest radiographs can 
challenge the validity of the VAP bundle and  be subjective and complex. The new algorithm 
its effectiveness.     will assist in a more meaningful benchmarking 
process and reflect differences in patients and 
 CDC Response to VAP  processes of care more clearly.4 1    
Bundle Concerns 
 Because of the mounting concerns about a reli-  Impact of Regulatory Pressure 
able definition of VAP, the CDC convened a   When IHI introduced the VAP bundle, regulatory 
working group of stakeholder organizations in  bodies at all levels (federal, national, state, and 
2011 to address the limitations of the National  corporate) started to consider how this bundle 
Healthcare  Safety  Network  p neumonia   defi- would be integrated into practice. This regulatory 
nitions.  Representatives  from  critical  care  interest in the VAP bundle caused institutions to 
nursing,  physician,  and  respiratory  therapist  begin implementing the bundle to be in compli-
organizations as well as infection control and  ance. However, benchmarking the quality of care 
epidemiology  societies  were  included  in  the  of patients being treated with mechanical ventila-
work group. The revised definition was sepa- tion has been challenging. The clinical criteria for 
rated into 3 levels to better describe the condi- VAP are intended to guide clinical care. These cri-
tions  and  complications  that  are  associated  teria assist with the diagnostic process when pres-
with adult patients being treated with mechani- ence of infection may not be clearly documented 
cal ventilation and assist with improved surveil- and may be used to optimize patient care and 
lance  of  this  patient  population.  The  VAE  decrease mortality rate. However, these criteria 
algorithm  includes  (1)  ventilator-associated  are subjective and leave room for interpretation, 
condition, (2) infection-related ventilator-asso- which may differ between reasonable clinicians 
ciated condition, and (3) possible and probable  and surveyors. Applying subjective criteria more 
VAP (see F igure 1) . 40    strictly can result in lower VAP rates.4 1  
 This VAE algorithm is more complex than   More  than  50%  of  nonteaching  medical 
the original CDC definition. Klompas,4 1  who is  ICUs in the United States have reported VAP 
an epidemiologist and a member of the CDC  rates of 0.4 2  However, this statistic may not be 
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VOLUME 25 (cid:129) NUMBER 2 (cid:129) APRIL–JUNE 2014  RECONSTRUCTION OF THE VAP BUNDLE 
    Figure 1:    Ventilator-associated events surveillance defi nition algorithm. Abbreviations: CFU, colony-forming 
units; F IO   , fraction of inspired oxygen; PEEP, positive end-expiratory pressure; VAP, ventilator-associated 
2
pneumonia. Reprinted from the Centers for Disease Control and Prevention.4 0    
a true reflection of lower VAP rates but rather  criteria for VAP did not have pneumonia.4 3  
surveillance  discrepancies  using  traditional  Concern arises over whether VAP rates were 
clinical VAP diagnostic criteria.4 3  Many experts  truly reduced or whether strict diagnostic crite-
doubt that a 0 VAP rate realistically can be  ria were applied and alternative diagnoses such 
achieved.4 3  An autopsy series revealed that one  as ventilator-associated tracheobronchitis (VAT) 
third to one half of patients who met clinical  or sepsis syndrome were used.4 3  ,  44  Dallas et al4 5  
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conducted a prospective study to clarify the  the evidence behind the bundle components is 
difference between VAT and VAP. The only  variable. Organizing care around a specific 
difference in the definition between VAT and  diagnosis  is  a  valid  concept.  The  positive 
VAP in this study was that VAP included the  results  of  the  bundle  implementation  have 
presence of infiltrates on chest radiograph.4 5   been attributed to the fact that it heightened 
Given the sensitivity of portable chest radio- awareness of VAP with the multidisciplinary 
graphs, infiltrates may have been present but  team and focused on the care of patients being 
not identified, because routine chest computed  treated with mechanical ventilation.4 7  How-
tomography scans were not done. Nonethe- ever, careful consideration must be given to 
less, no significant differences were found in  the specific care that is recommended to help 
ICU or hospital length of stay, duration of  prevent and/or combat that diagnosis. Regula-
treatment with mechanical ventilation, hospi- tory bodies are now reconsidering the adher-
tal mortality rate, tracheostomy, or antibiotic  ence  to  the  VAP  bundle  as  a  reportable 
use between the VAT and VAP groups. When  statistic. The Joint Commission has decided 
the  9  patients  with  VAT  who  subsequently  not to include the bundle in the 2014 National 
developed VAP were removed from the analy- Patient  Safety  Goals,  and  the  Centers  for 
sis, the authors4 5  still found no significant dif- Medicare  &  Medicaid  Services  has  not 
ferences between the VAT and VAP groups for  included VAP on the list of nonreimbursable 
any of the outcomes measured. Similar clinical  diagnoses at this time,4 8  ,  49  which is an opportu-
presentations  to  VAP  can  occur  with  other  nity for nursing and advanced practice nurses 
conditions, such as heart failure, sepsis, pulmo- to assist with the reconstruction of best care 
nary embolism, acute respiratory distress syn- for  patients  being  treated  with  mechanical 
drome, and alveolar hemorrhage. In addition,  ventilation.  Nursing  interventions  may  pri-
other noninfectious interstitial processes can  marily focus on prevention. Clinicians must 
appear similar on chest radiographs, such as  recognize that measures to prevent a condition 
cryptogenic organizing pneumonia.  will be different but complementary to meas-
 The  IHI  bundle  has  been  credited  with  ures used to combat or treat a condition.  
reducing VAP rates across the country. Because 
VAP  rates  in  institutions  may  be  linked  to   Body Position 
reimbursement and accreditation, institutions   Body position has an impact on gravitational 
have an incentive to “game the system,” so  forces that influence the leakage of secretions 
that VAP rates appear to be improving.4 3  Sig- around the ET tube.5 0  The semirecumbent posi-
nificant time, effort, and expense have been  tion has been the standard practice, but the 
used to try to implement the bundle. Process  best degree of HOB elevation has not been 
improvement has driven many projects sur- determined by the evidence. The 30°   HOB ele-
rounding  the  VAP  bundle  implementation.  vation is the recommended position that may 
The health care industry has responded with  decrease  aspiration.  The  weakness  of  this 
new devices to assist institutions with ensuring  rationale is that secretions above the ET tube 
that the IHI recommendations are monitored.  balloon can pool and lead to microaspiration. 
An example is a device to continually monitor  Two other aspects of this intervention should 
HOB elevation.4 6  However, these efforts are  be considered: (1) what is the role of HOB ele-
being directed to a bundle that seems to have  vation to help prevent skin breakdown and (2) 
minimal  evidence  to  support  its  use  but  is  is the semirecumbent position the best position 
required for compliance. Should the bundle  to  prevent  leakage  around  the  ET  tube? 
and its content be reconsidered?    Metheny and Frantz1 9  described the conflict 
between guidelines for HOB elevation to pre-
 Reconstruction of the VAP  vent aspiration (recommendation of 45°   eleva-
Bundle to Promote Best Care  tion)  and  guidelines  for  pressure  ulcer 
 As the efficacy and validity of the VAP bundle  prevention (recommendation of no more than 
has  been  examined,  expert  clinicians  have  30 °  elevation). Ironically, the Joint Commis-
called  for  a  deconstruction  of  the  bundle.9    sion National Patient Safety Goal 14 is preven-
This argument hinges on the issue that surveil- tion of health care–associated pressure ulcers.5 1  
lance and clinical definitions are in conflict,  Clinicians are faced with a perplexing decision 
but the expectation of regulatory bodies is  as to which regulatory body directive to fol-
that this bundle be implemented even though  low, that is, the VAP bundle or prevention of 
172
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Description:AACN Advanced Critical Care. Volume 25 , Number 2  Margaret Ruggiero is 
Acute Care Nurse Practitioner, National. Institutes of Health . VOLUME 25 • 
NUMBER 2 • APRIL–JUNE 2014  2012 ; 141 ( 2) (suppl ): 7S – 47S . 32. Cook 
DJ