Table Of ContentREGULATORY
THEORY
FOUNDATIONS AND
APPLICATIONS
REGULATORY
THEORY
FOUNDATIONS AND
APPLICATIONS
EDITED BY PETER DRAHOS
Published by ANU Press
The Australian National University
Acton ACT 2601, Australia
Email: [email protected]
This title is also available online at press.anu.edu.au
National Library of Australia Cataloguing-in-Publication entry
Title: Regulatory theory : foundations and applications / Peter
Drahos (editor).
ISBN: 9781760461010 (paperback) 9781760461027 (ebook)
Subjects: Regulatory Institutions Network.
Public administration--Research.
Social policy--Research.
Australia--Social policy.
Other Creators/Contributors:
Drahos, Peter, 1955- editor.
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Cover design and layout by ANU Press. Cover image adapted from ‘Great
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This edition © 2017 ANU Press
For John and Valerie
Contents
Abbreviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi
Boxes, figures and tables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xix
Contributors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxi
Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxvii
1 . Regulation, institutions and networks . . . . . . . . . . . . . . . . . . . . . . 1
Peter Drahos and Martin Krygier
Section 1: Social-psychological foundations
and methodological issues
2 . Closing the gap between regulation and the community . . . . . . . 25
Valerie Braithwaite
3 . Procedural justice and its role in promoting
voluntary compliance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43
Kristina Murphy
4 . Shame in regulatory settings . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59
Nathan Harris
5 . Methodological approaches and considerations
in regulatory research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77
Ibolya Losoncz
6 . Multi-sited fieldwork in regulatory studies . . . . . . . . . . . . . . . . . . 97
Kathryn Henne
Section 2: Theories and concepts of regulation
7 . Types of responsiveness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 117
John Braithwaite
8 . Smart regulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133
Neil Gunningham and Darren Sinclair
9 . Meta-regulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149
Peter Grabosky
10 . A nodal perspective of governance: Advances in nodal
governance thinking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163
Cameron Holley and Clifford Shearing
11 . Regulation and risk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181
Fiona Haines
12 . Public accountability: Conceptual, historical
and epistemic mappings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 197
Michael W Dowdle
13 . Compliance: 14 questions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 217
Christine Parker and Vibeke Lehmann Nielsen
14 . Legal pluralism: The regulation of traditional medicine
in the Cook Islands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 233
Miranda Forsyth
Section 3: The state and regulatory transformations
15 . Regulatory globalisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 249
Peter Drahos
16 . The regulatory state and beyond . . . . . . . . . . . . . . . . . . . . . . . 265
Colin Scott
17 . Regulatory capitalism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 289
David Levi-Faur
18 . Time and temporality in global governance . . . . . . . . . . . . . . . . 303
Terence C Halliday
19 . International negotiations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 323
Christian Downie
20 . Transnational non-state regulatory regimes . . . . . . . . . . . . . . . . 339
Natasha Tusikov
Section 4: Rights-based regulation
21 . A regulatory perspective on the international
human rights system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
Hilary Charlesworth
22 . Global governance of labour migration: From ‘management’
of migration to an integrated rights-based approach . . . . . . . . . 375
Nicola Piper
23 . Regulatory rule of law . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393
Veronica L Taylor
24 . Regulating sex in peace operations . . . . . . . . . . . . . . . . . . . . . 415
Gabrielle Simm
25 . Holding individuals to account beyond the state?
Rights, regulation and the resort to international
criminal responsibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 429
Michelle Burgis-Kasthala
Section 5: Crime and regulation
26 . Controlling crime through networks . . . . . . . . . . . . . . . . . . . . . 447
Russell Brewer
27 . Scaling criminology: From street violence to atrocity crimes . . . 465
Susanne Karstedt
28 . Experiments in restorative justice . . . . . . . . . . . . . . . . . . . . . . . 483
Heather Strang
29 . Prevention of transnational environmental crime
and regulatory pluralism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 499
Julie Ayling
30 . Spam and crime . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 517
Roderic Broadhurst and Mamoun Alazab
31 . The governance of cyberspace . . . . . . . . . . . . . . . . . . . . . . . . 533
Lennon YC Chang and Peter Grabosky
Section 6: Regulating for health
32 . Scientific evaluation of law’s effects on public health . . . . . . . . . 555
Scott Burris
33 . Governance, regulation and health equity . . . . . . . . . . . . . . . . . 573
Sharon Friel
34 . Patients as regulatory actors in their own health care . . . . . . . . 591
Judith Healy
35 . The regulation of work health and safety . . . . . . . . . . . . . . . . . . 611
Elizabeth Bluff
Section 7: The regulation of commerce
36 . Consumer protection: A case of successful regulation . . . . . . . 633
John TD Wood
37 . Shifting profits and hidden accounts: Regulating tax havens . . 653
Gregory Rawlings
38 . Investor–state dispute settlement . . . . . . . . . . . . . . . . . . . . . . . 675
Kyla Tienhaara
39 . The networked (agency) regulation of competition . . . . . . . . . . 693
Imelda Maher
40 . Trust, culture and the limits of management-based
regulation: Lessons from the mining industry . . . . . . . . . . . . . . 711
Neil Gunningham and Darren Sinclair
41 . Urban sustainability and resilience . . . . . . . . . . . . . . . . . . . . . . 725
Jeroen van der Heijden
42 . Environmental regulation and governance . . . . . . . . . . . . . . . . 741
Cameron Holley
Section 8: Regulatory futures
43 . Regulating capitalism’s processes of destruction . . . . . . . . . . . 761
Peter Drahos
