Table Of ContentProduct Safety
Excellence
The Seven Elements Essential
for Product Liability Prevention
2
1
Concept Evaluation
Technical
Collaboration 3
Design Qualification
5
4 Product Qualification
Supplier
Qualification 6
Supplier Quality Process
7
Strategic Auditing
Timothy A. Pine
Product Safety
Excellence
H1432_Pine_pi_114.indd 1 5/2/12 4:32 PM
Also available from ASQ Quality Press:
Achieving a Safe and Reliable Product: A Guide to Liability Prevention
E.F. “Bud” Gookins
Development of FDA-Regulated Medical Products: A Translational
Approach, Second Edition
Elaine Whitmore
HALT, HASS, and HASA Explained: Accelerated Reliability Techniques,
Revised Edition
Harry W. McLean
Medical Device Design and Regulation
Carl T. DeMarco
The FDA and Worldwide Quality System Requirements Guidebook for
Medical Devices, Second Edition
Amiram Daniel and Ed Kimmelman
Quality Risk Management in the FDA-Regulated Industry
José Rodríguez-Pérez
The Power of Deduction: Failure Modes and Effects Analysis for Design
Michael A. Anleitner
Process Improvement Using Six Sigma: A DMAIC Guide
Rama Shankar
Root Cause Analysis: Simplified Tools and Techniques, Second Edition
Bjørn Andersen and Tom Fagerhaug
The Certified Manager of Quality/Organizational Excellence Handbook:
Third Edition
Russell T. Westcott, editor
To request a complimentary catalog of ASQ Quality Press publications, call
800-248-1946, or visit our website at http://www.asq.org/quality-press.
H1432_Pine_pi_114.indd 2 5/2/12 4:32 PM
Product Safety
Excellence
The Seven Elements Essential for
Product Liability Prevention
Timothy A. Pine
ASQ Quality Press
Milwaukee, Wisconsin
H1432_Pine_pi_114.indd 3 5/2/12 4:32 PM
American Society for Quality, Quality Press, Milwaukee 53203
© 2012 by ASQ
All rights reserved.
Printed in the United States of America
17 16 15 14 13 12 5 4 3 2 1
Library of Congress Cataloging-in-Publication Data
Pine, Timothy A., 1949–
Product safety excellence : the seven elements essential for
product liability prevention / Timothy A. Pine.
p. cm.
ISBN 978-0-87389-842-3 (alk. paper)
1. Product safety. 2. Product design. 3. Consumer protection.
4. Products liability. I. Title.
TS175.P56 2012
363.19—dc23
2012013749
No part of this book may be reproduced in any form or by any means, electronic,
mechanical, photocopying, recording, or otherwise, without the prior written
permission of the publisher.
Publisher: William A. Tony
Acquisitions Editor: Matt Meinholz
Project Editor: Paul Daniel O’Mara
Production Administrator: Randall Benson
ASQ Mission: The American Society for Quality advances individual, organiza-
tional, and community excellence worldwide through learning, quality improve-
ment, and knowledge exchange.
Attention Bookstores, Wholesalers, Schools, and Corporations: ASQ Quality Press
books, video, audio, and software are available at quantity discounts with bulk
purchases for business, educational, or instructional use. For information, please
contact ASQ Quality Press at 800-248-1946, or write to ASQ Quality Press,
P.O. Box 3005, Milwaukee, WI 53201-3005.
To place orders or to request a free copy of the ASQ Quality Press Publications
Catalog, visit our website at http://www.asq.org/quality-press.
Printed on acid-free paper
H1432_Pine_pi_120.indd 4 5/10/12 11:08 AM
To Pat, a remarkable and lovely wife, friend,
patriot, Christian, and mother of our children.
H1432_Pine_pi_114.indd 5 5/2/12 4:32 PM
H1432_Pine_pi_114.indd 6 5/2/12 4:32 PM
Contents
List of Figures ................................. xi
Preface ...................................... xiii
Acknowledgments .............................. xv
Chapter 1 Introduction ...................... 1
Excellence vs. Perfection ............. 2
Invest in Prevention ................. 4
Design Defects and Recalls ........... 5
Voluntary and Regulatory Requirements
and Recalls ..................... 5
Comprehension vs. Commitment. . . . . . . 6
The Seven Vital Elements ............ 6
Chapter 2 Technical Collaboration ............ 9
Discovering Needed Knowledge ....... 9
NEISS Information ................. 11
CPSC Recall History ................ 12
Trade Associations .................. 12
Medical Expertise and Academia ...... . 13
Laboratories and Consulting Firms ..... 14
Partner Supplier Input ............... 15
vii
H1432_Pine_pi_114.indd 7 5/2/12 4:32 PM
viii Contents
Benchmarking and Competition ....... 15
Summary ......................... 16
Chapter 3 Concept Evaluation ................ 17
Early Safety Influence ............... 18
Hazard Identification Checklists ....... 18
Energy-Hazard Relationship .......... 20
Foreseeable Use and Misuse .......... 20
Human Factors ..................... 25
Technical Collaboration Input ......... 28
Warning Label Problems ............. 29
Concept Risk Assessment ............ 31
Chapter 4 Design Qualification ............... 35
Design Review ..................... 35
Safety Checklist .................... 37
Reliability ......................... 39
Process Capability Analysis ........... 43
Safety Specification Development ...... 46
Claim Substantiation ................ 47
Summary ......................... 47
Chapter 5 Supplier Qualification .............. 49
Quality Systems Audit ............... 49
Management Commitment ............ 51
Supplier Capabilities and Capacities .... 52
Manufacturing Agreement ........... . 53
Change Control .................... 54
Strategic Partnership ................ 56
Chapter 6 Product Qualification .............. 59
Production Process Documentation .... . 60
Production-Representative Samples for
Test ........................... 61
H1432_Pine_pi_114.indd 8 5/2/12 4:32 PM
Contents ix
Testing to Failure ................... 61
Factor of Safety .................... 64
Test Documentation ................. 66
Chapter 7 Supplier Quality Process ............ 69
Verifying Process Performance ........ 69
Precontrol and Positrol ............... 70
Certifications ...................... 73
Error Avoidance (Poka-Yoke) ......... 74
Performance Metrics and Trends ....... 79
Management Reviews ............... 82
Chapter 8 Strategic Auditing ................. 83
Auditing Supplier Performance ....... . 83
Consumer Complaints ............... 84
Defect Analysis .................... 86
Knowledge Database ................ 87
Converting Data into Wisdom ......... 88
Summary ......................... 89
Chapter 9 Conclusion ....................... 91
Error-Prevention Process ............. 91
Product Liability Prevention .......... 94
Product Safety Excellence ............ 95
Appendix A Quiz: Twenty Questions to Test Your
Product Safety Savvy ............... 97
Appendix B Answers to the Quiz ... ............. 101
Index ........................................ 109
H1432_Pine_pi_114.indd 9 5/2/12 4:32 PM