Table Of ContentPhotoelastic and 
Electro-Optic 
Properties of 
Crystals
Photoelastic and 
Electro-Optic 
Properties of 
Crystals 
s. 
T.  Narasimhamurty 
Osmania University 
Hyderabad, India 
PLENUM PRESS • NEW YORK AND LONDON
Library of Congress Cataloging in Publication Data 
Narasimhamurty, T.  S. 
Photoelastic and electro'optic properties of crystals. 
Bibliography: p. 
Includes index. 
1. Crystal optics.  2. Photoelasticity. I. Title. 
QD941.N37  548'.9  79-409 
ISBN  978-1-4757-0027-5  ISBN  978-1-4757-0025-1  (eBook) 
DOI 10.1007/978-1-4757-0025-1
© 1981 Plenum Press, New York 
Softcover reprint of the hardcover 1st edition 1981 
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No part of this book may be reproduced, stored in a retrieval system, or transmitted, 
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Acknowledgments 
The author hereby expresses his appreciation and thanks to the authors of papers and to 
the editors and publishers who so readily granted him their permission to include in this 
book the following material: 
Figures 
4.9  W. G. Mayer and Michigan State University. From Ref. [1534]. 
4. lOA  S. Hirzel Verlag, Stuttgart. From L. Bergmann [110]. 
4.10B  M. A. Breazeale and E. A. Hiedemann, and American Institute of Physics. 
From Ref. [190]. 
4.IOC  W. G. Mayer and E. A. Hiedemann, and Acta Crysta/logr. (Denmark). 
From Ref. [790]. 
4.12  V. Chandrasekharan and Proc. Indian Acad. Sci. From Ref. [240]. 
5.6  H. E. Pettersen and Michigan State University. From Ref. [922]. 
5.8  K. Vedam, E. D. D. Schmidt, and W. C. Schneider, and Plenum Publishing 
Corp. From Ref. [1301]. 
5.9- Proc. Indian Acad. Sci. From Ref. [842]. 
5.11 
5.12- M. Ziauddin and American Institute of Physics. From Ref. [844]. 
5.14 
5.15  K. Veerabhadra Rao and American Institute of Physics. From Ref. [1303]. 
5.16  E. S. Jog and J. Indian Inst. of Science. From Ref. [586]. 
5.17  G. Jeelani and Osmania University. From Ref. [847]. 
5.21  G. Robertson and Institute of Physics, Bristol and London (U.K.). From 
Ref. [1057]. 
5.22  G. N. Ramachandran and V. Chandrasekharan, and Proc. Indian Acad. Sci. 
From Ref. [998]. 
5.23  H. F. Gates and E. A. Hiedemann, and American Institute of Physics. From 
Ref. [413]. 
5.24(a).  Myron P. Hagelberg and Michigan State University. From Ref. [464]. 
(b) 
5.24(c)  Osmania University. From Ref. [843]. 
5.25  K. Veerabhadra Rao and Osmania University. From Ref. [1306]. 
5.26  H. E. Pettersen and American Institute of Physics. From Ref.  [924]. 
5.27  G. Alphonse and R.e.A. Review. From Ref. [32]. 
5.28  T. M. Smith and A. Korpel, and Institute of Electrical and Electronics 
Engineers Inc., New York. From Ref. [1152]. 
5.29,  R. W. Dixon and M.e. Cohen, and American Institute of Physics. From 
5.30  Ref. [294]. 
5.31  N. F. Borrelli and R. A.  Miller, and American Institute of Physics. From 
Ref. [176]. 
5.32,  R. Adler and the Institute of Electrical and Electronics Engineers Inc., 
5.33  New York. From Ref. [13]. 
6.1  R. Srinivasan and Zeitschrift Jur Physik (West Germany). From Ref. [1175]. 
6.2,  A. Rahman and Osmania University. From Ref. [986]. 
6.3 
,
,i  Acknowledgments 
6.4  V. G. Krishna Murty and Osmania University. From Ref. [681]. 
6.6 
6.7  R. Ethirajan and Osmania University. From Ref. [330]. 
6.8  A. Rahman and K. S. Iyengar, and Acta Crystallogr. (Denmark). From Ref. 
[988]. 
6.9  A. Rahman and Osmania University. From Ref. [986]. 
8.13  American Institute of Physics. From Ref. [1419]. 
8.14  R. Adhav and American Institute of Physics. From Ref. [10]. 
8.15  American Institute of Physics. From Ref. [1417]. 
8.16.  S. Namba and American Institute of Physics. From Ref. [838]. 
8.17  American Institute of Physics. From Ref. [1417]. 
Tables 
5.8  H. E. Pettersen and American Institute of Physics. From Ref. [925]. 
5.10  V. Chandrasekharan and J. Indian Inst. Science. From Ref. [241]. 
6.1  H. E. Pettersen and Michigan State University. From Ref. [922]. 
6.3- V. G. Krishna Murty and Osmania University. From Ref. [681]. 
6.5 
6.6- A. Rahman and Osmania University. From Ref. [986]. 
6.8 
8.4,  American Institute of Physics. From Ref. [1042]. 
8.5 
Text 
pp. 212- J. A. Mandarino and University of Michigan. From Ref. [765]. 
213
Foreword 
This comprehensive  treatise  reviews,  for  the  first  time,  all  the essential 
work over the past 160 years on the photoelastic and the closely related 
linear and quadratic electro-optic effects in isotropic and crystalline mate 
rials. Emphasis is placed on the phenomenal growth of the subject during 
the past decade and a half with the advent of the laser, with the use of 
high-frequency  acousto-optic and electro-optic techniques,  and  with  the 
discovery of new piezoelectric materials, all of which have offered a feedback 
to the wide interest in these two areas of solid-state physics. 
The first of these subjects, the photoelastic effect, was discovered by 
Sir David Brewster in 1815. He first found the effect in gels and subsequently 
found  it in  glasses and crystals.  While  the  effect  remained of academic 
interest for nearly a hundred years, it became of practical value when Coker 
and  Filon  applied  it  to  measuring stresses  in  machine  parts.  With one 
photograph and subsequent analysis, the stress in any planar model can 
be determined. By taking sections of a three-dimensional model, complete 
three-dimensional stresses can be found. Hence this effect is widely applied 
in  industry. 
The photoelastic effect was analyzed for crystals by Pockels, who also 
discovered the electro-optic effect, i.e., the production of birefringence of 
light on the application of an electric field.  Pockels produced a phenom 
enological theory for both of these effects for all the crystal classes. The 
electro-optic effect remained of purely theoretical interest for a number of 
years until it became desirable to produce very short light pulses. The Kerr 
effect in liquids had been used for this purpose for many years. This is a 
quadratic effect which produces a birefringence proportional to the square 
of the voltage. Pockels' linear electro-optic effect requires less voltage and 
can give a shorter light pulse than can the Kerr effect and is being considered 
as a modulator for obtaining very short light pulses. Hence both the photo 
elastic and electro-optic effects  have graduated  from the academic stage 
to the broad-application stage as acousto-optic and electro-optic modulators 
and deflectors of light. 
The  present book has  the  most complete description  of these  two 
vii
v;;;  Foreword 
effects known to the writer. It covers all the significant contributions made 
by the several scientists from the day of discovery up to 1976. Considerable 
material in the text has been collected from a score of recent Ph.D. theses 
that are not available to the general reader. A number of papers are by the 
author, T.  S.  Narasimhamurty. 
The  book also  includes  descriptions  of ultrasonic  methods  for  the 
study of the photoelastic behavior of glasses and crystals. These methods 
in the hands of Mueller have fully brought out the potentialities for the 
elasto-optic studies of amorphous and crystalline solids. The book contains 
a chapter on the piezoelectric effect in crystals since a knowledge of this 
effect is an essential prerequisite to understanding Pockels' linear electro 
optic effect.  A  chapter is  also  given  on  the  atomistic theory  of photo 
elasticity of cubic crystals that is based mostly on Mueller's work. 
Hence the book can be recommended as the most complete discussion 
of the two effects and related subjects known to the writer. 
Columbia  University  Warren P.  Mason
Preface 
This book presents an attempt to collect between the covers of one volume 
some of the material, widely scattered in the literature for over 160 years, 
on the photoelastic and electro-optic effects in crystals. The stimulus to 
write this book resulted from  the personal contacts that the author has 
had  with  solid-state  physicists,  industrial  physicists,  mineralogists,  en 
gineers, and graduate students. The book is intended for all such persons 
with varying backgrounds. Because of this broad spectrum of readers with 
naturally widely differing goals, some of the more elementary but funda 
mental ideas have been dealt with in a little more detail. The specialist, of 
course, can skip such topics without losing the general trend of the contents; 
for his benefit,  the references to the existing literature on the topics are 
given as exhaustively as possible. 
The subject of photoelasticity of crystals deals with the artificial bi 
refringence  in  crystals  produced  by  mechanical  stress,  and  it forms  an 
important  aspect  of  solid-state  physics.  The  photoelastic  behavior  of 
crystals is a fourth-rank tensor property, relating the stress tensor or strain 
tensor to the change in the optical-index ellipsoid. 
The fundamental discovery of photoelastic birefringence in glasses and 
crystals was made by Sir David Brewster in  1815. This phenomenon was 
later observed in other solids, both amorphous and crystalline, by various 
investigators, notably Neumann, Mach, Wertheim, and Kerr.  But it was 
not until 1889 that the fundamental difference in the photoelastic behavior 
of amorphous and crystalline solids was observed by Pockels, who evolved 
the phenomenological theory of photoelasticity in crystals. By developing 
suitable techniques, he studied the photoelastic behavior of some crystals, 
both cubic and noncubic, in support of his phenomenological theory. The 
discovery of photoelasticity made in 1815 remained just a topic of academic 
interest for nearly a century until it was successfully applied to structural 
engineering early in this century (1902) by Coker. Subsequently the interest 
in this subject has shifted to technical problems, and today it is the most 
powerful and indispensable tool in solving intricate problems in structural 
engineering. 
ix
x  Pre/ace 
After the systematic investigations by Pockels (1880-J906) there seem 
to have been very few contributions to this branch of crystal physics until the 
1930s, when Bergmann and Fues and also Hiedemann and Hoesch success 
fully applied ultrasonic methods for studies on the elasto-optic behavior of 
glasses. Mueller's theoretical paper (1938), based on the results of Pockels 
(1880-1906), Bergmann and Fues (1936), and Hiedemann and Hoesch (1936) 
and dealing with the elasto-optic behavior of glasses and cubic crystals, has 
fully brought out the potentialities of ultrasonic methods for these studies. 
This may be considered yet another landmark in experimental techniques 
to study the  photoelastic behavior of crystalline and amorphous solids. 
Pockels' scheme for the photoelastic constants of the 32 point groups 
has  been  revised  by  Bhagavantam (1942),  who  observed  from  group 
theoretical  considerations  certain  discrepancies  in  Pockels'  scheme  of 
describing the photoelastic behavior of the various classes of crystals. Some 
of his findings have already been confirmed experimentally, and others are 
awaiting such confirmation. 
Almost all the experimental work done until about 1950 was confined 
to glasses and cubic crystals, and that too mostly for one wavelength oflight 
radiation. The then existing methods of studying stress birefringence could 
not be  employed for a  sufficiently accurate  measurement of the  photo 
elastic dispersion in cubic and noncubic crystals and its temperature depen 
dence;  new  techniques  were  developed  to this end in  subsequent years. 
The photoelastic behavior of crystals plays a significant role in  the 
Brillouin scattering of light, and the development of the laser has served as 
a feedback to the wide interest evinced in this area during the last 15 years. 
Other  interesting  and  closely  related  properties  include  the  linear 
electro-optic effect  (Pockels effect) and  the  quadratic electro-optic effect 
(Kerr effect) in crystals. The Pockels effect is a third-rank tensor property 
that can be exhibited  only by  noncentrosymmetric crystals,  whereas the 
Kerr effect is a fourth-rank tensor property and is a universal effect in the 
sense that it can be  exhibited by all crystals, both centro symmetric and 
noncentrosymmetric. 
Although the  phenomenon of photoelasticity in  plastics  has  rightly 
received its due attention in the hands of structural engineers, the photo 
elastic behavior of crystals, which was put on a sound phenomenological 
basis by Pockels as early as the 1880s, does not seem to have attained, until 
recently, the importance that it richly deserves. The fate of Pockels' linear 
electro-optic effect was  similar, notwithstanding the fact that it was well 
established  by  Pockels  as  early  as  1895.  Billing's  contribution  in  1947 
demonstrating the potentialities of ADP and KDP crystals for light modula-
Preface  xi 
tion and as optical shutters has opened up a new field in technology, and 
this has spurred some more extensive investigations of the linear electro 
optic effect in crystals. However, it is only with the advent of the laser in 
the early  1960s that there has been a phenomenal growth of activity in 
these two areas of crystal physics, namely photoelastic and electro-optic 
effects, as a result of their applications in industry. For example, the develop 
ment of the laser and high-frequency acoustic techniques, along with the 
discovery  of new  piezoelectric  materials  with  high coupling factors, has 
made it possible to apply the acousto-optic phenomenon to devices such 
as light deflectors, light modulators, and signal processors. This, in turn, 
has demanded a relentless search for acousto-optic materials suitable for 
practical  use.  Similarly,  the  Pockels  effect  has  now  almost  completely 
replaced the hitherto indispensable quadratic electro-optic effect in  polar 
liquids, and has found many interesting and useful applications in science 
and technology, such as high-voltage measurements, optical range finders, 
sound recording on cine films, color television, lasers, and optical elements 
of computer systems.  Today  we  find  that  several  research  laboratories 
attached to various industries are deeply involved in the problems of light 
modulators and light deflectors based on  acousto-optic and electro-optic 
effects  in  crystals. 
Coker and Filon (1931)  pointed out in  the preface to their Treatise 
on  Photoelasticity  that:  "Photoelasticity  has  also  its  value  for  the  pure 
physicist, and it provides an additional means of exploring the interaction 
of molecules and atoms with radiation, a  means to which little attention 
has  hitherto  been  paid,  and  which  should  not  be  neglected,  as  it  may 
throw much light upon conditions of matter in the solid state." It is only 
in the recent past that these macrosCDpic properties of crystals have been 
receiving the attention of solid-state physicists. 
A large number of papers have been published on the several aspects 
of photoelasticity and electro-optics of crystals during the past 160 years, 
and yet there has been no attempt to present in one volume all the essential 
information contained therein. 
The above circumstances have prompted the author to write the present 
book  on  the  photoelastic  and  the  closely  related  linear  and  quadratic 
electro-optic effects in  crystals.  Much of the  information  in  Chapters  1, 
3, and 4 forms a necessary background for both photoelastic and electro 
optic eff~cts in  crystals. 
Two parallel notations, namely Schonflies and International, are used 
throughout  the  book;  this  is  necessary  as  long  as  books  and journals 
employing the  older Schonflies  notation  remain  in  use.