Table Of ContentCranfield University 
MARIONA ARROYO 
NATURAL  ANTIFUNGAL  SYSTEMS 
FOR  PREVENTION  OF  MOULD 
SPOILAGE  IN  BAKERY  PRODUCTS 
APPLIED MYCOLOGY GROUP 
INSTITUTE OF BIOSCIENCE AND TECHNOLOGY 
Ph.D. THESIS
Cranfield University 
Applied Mycology Group 
Institute of BioScience and Technology 
Ph.D. Thesis 
Academic year 2002-03 
MARIONA ARROYO 
NATURAL  ANTIFUNGAL  SYSTEMS 
FOR  PREVENTION  OF  MOULD 
SPOILAGE  IN  BAKERY  PRODUCTS 
Supervisor: 
Professor Naresh Magan 
Apri12003 
This thesis is submitted in partial fulfilment of the requirements for the 
degree of Doctor of Philosophy
ABSTRACT 
Growth of spoilage fungi in bread and other bakery products is currently controlled 
with  the  addition  of weak  acid  preservatives.  Consumers  demand  more  natural 
products  and thus there  is  a need to  reduce the  amount of chemical  preservatives 
added to foods, or to identify alternative, more 'natural' antifungal compounds with 
strong biological activity. This thesis reports on several areas of research undertaken 
in the  project:  evaluation  of sub-optimal  concentrations  of existing  preservatives, 
under  different  environmental  conditions,  on  growth  and  ochratoxin  A  (OT A) 
production  by  six  bread  spoilage  moulds;  efficacy  of  new/natural  antifungal 
compounds  for  possible  use  in  bread  preservation;  evaluation  of the  impact  of 
preservation hurdles on ecophysiology of the spoilage fungi, including niche overlap; 
and mechanisms of action of preservatives on hydrolytic enzymes. 
It  was  found  that the  use  of currently  applied  levels  of the  existing preservatives 
potassium sorbate, calcium propionate and sodium benzoate were effective, under low 
pH  environments  (pH  4.5)  at  completely  controlling  growth  of spoilage  moulds 
(Aspergillus  ochraceus,  Eurotium  repens,  Cladosporium  herbarum,  Penicillium 
corylophilum  and Penicillium  verrucosum)  on wheat flour-based  substrates  over a 
period of 30 days. At higher pH levels, the efficacy decreased being almost nil at pH 
7.5.  The use of sub-optimal  concentrations of weak acid preservatives led in most 
cases to reductions in lag times and/or stimulation of mould growth and ochratoxin A 
productionb  y P. verrucosum strains. 
Four differeht antioxidants and twenty plant essential oils were screened for in vitro 
antifungal  activity.  Antioxidants  butylated  hydroxyanisole  (BRA)  and  p 
hydroxybenzoate  (propyl  paraben)  and  essential  oils  of clove,  cinnamon,  bay  and 
thyme  showed the  strongest antifungal  activity,  and  were  therefore  considered  as 
possible alternative compounds for bread preservation. Under different environmental 
conditions MIC  (Minimum  Inhibitory  Concentration) values  ranged  from  200-500 
ppm (w/w) for antioxidants and from 200-1000 ppm for essential oils.  In contrast to 
weak organic acids, the antifungal efficacy of these alternative preservatives was less 
dependent on the pH of the media.
The  addition  of antioxidants  and  essential  oils  to  bread  analogues  resulted  in  a 
significant  decrease  in  their  biological  activity,  probably  due  to  preservative 
molecules binding to  food  components such as  lipids,  proteins  or polysaccharides. 
Maximum doses studied (1000 ppm) had no effect on mould growth of the species 
tested. 
On wheat flour agar A.ochraceus and three strains of P. verrucosum did not produce 
any OTA at 25°C on a range of a x temperature conditions and 54 days incubation. 
w 
However, on bread analogues, P.verrucosum strains produced up to 75 ppm after 28 
days.  A.ochraceus  produced  no  OT A  on  bread  analogues.  Stimulation  of OT A 
production was observed on both substrates by the use of sub-optimal concentrations 
of existing  preservatives.  Conversely,  although  growth  of P. verrucosum  on  bread 
analogues was not inhibited by the addition of 1000 ppm of antioxidants and essential 
oils, a significant reduction in inhibition on OT A was found. 
Nutritional assimilation by spoilage moulds of 32 key bread carbon sources, under 
different environmental  factors  and  in the  presence  of existing preservatives,  was 
determined for the first time. Niche sizes and niche overlap indices (NOl) varied with 
species,  environmental  factors  (a pH and temperature)  and with the  presence  of 
w, 
preservatives. Overall, the addition of potassium sorbate increased the inter-specific 
competition for nutrients. 
Lastly, the impact of environmental conditions and existing/alternative preservatives 
on hydrolytic enzyme production by moulds colonising wheat flour-based substrates 
was  studied.  Of seven  different  enzymes  assayed,  only  (3 -D-glucosidase,  ex -D 
galactosidase and N-acetyl-(3 -D-glucosaminidase were detected.  The type and level 
of enzyme produced varied with species and was  significantly affected by time of 
incubation, a and by the presence of preservatives. 
w 
From the results  presented in this thesis it can be concluded that antioxidants and 
essential oils are promising alternative compounds for controlling growth and toxin 
production of common bread spoilage moulds. The effectiveness of these compounds 
will be dependent on other factors such as the mode in which they are applied and the 
11
A fa mareta,
ACKNOWLEDGMENTS 
First and most importantly,  I would like to  thank my  supervisor Professor Naresh 
Magan, the 'tarzan' of the Fungal Jungle, for his constant advice and support. Thank 
you for the unforgettable experience that it has been working for you and for  your 
contagious enthusiasm and optimism throughout the project. 
I would also like to thank my second supervisor, Dave Aldred for being always ready 
to listen (if spoken loud enough) and help me in my crusade against the HPLC. Hola 
Guapo! !. It has been a privilege knowing you. 
A huge "thank you" to my wonderful Spaniards: Olinda 'la tonta', my personal bench 
warrior, Belen, Laura, Esther, and Nievinos, the pottery Queen, and to my favourite 
Spaniard in training, Ioannis, filakia. 
I wish also to thank Russ and Mike for the great companionship, to Silvia "beijinhos, 
beijinhos" and to the always smiley Stella. You will be sorely missed. Grazie mile! to 
Iva and Manuela, the best house mates, for their patience with me and my Italian. 
To everyone at mST and to all those whom I may have forgotten, a big thank you. 
Last but not least, I thank my family, "Mizu" and friends for their encouragement and 
love. 
111
ABREVIATION LIST 
pres  Preservative 
eso  Essential oil 
ant  Antioxidant 
WFA  Wheat Flour Agar 
MEA  Malt Extract Agar 
e.r.h.  Equilibrium Relative Humidity 
Water Activity 
BHT  Butylated Hydroxytoluene 
BRA  Butylated Hydroxyanisole 
PP  Propyl p-Hydroxybenzoate (Propyl Paraben) 
OTA  Ochratoxin A 
OTB  Ochratoxin B 
HPLC  High Performance Liquid Chromatography 
CS  Carbon Sources 
NOI  Niche Overlap Index 
Spp  Species 
CP  Calcium Propionate 
SB  Sodium Benzoate 
PS  Potassium Sorbate 
AO  Aspergillus ochraceus 
CH  Cladosporium herbarum 
ERE  E urotium repens 
PC  Penicillium corylophilum 
PR  Penicillium roquefortii 
M450  Penicillium verrucosum strain M450 
M453  Penicillium verrucosum strain M453 
PV3  Penicillium verrucosum strain PV3 
IV
Abstract 
Acknowledgments 
111 
Abbreviation list 
IV 
Contents 
v 
List of Figures 
x 
List of Tables  xvu 
List of Plates 
XXUI 
CONTENTS 
1  LITERATURE REVIEW 
1.1  FOOD SPOILAGE  1 
1.1.1  Parameters affecting fungal growth  1 
1.1.2  Mycotoxin production in foodstuffs  5 
1.2  FOOD PRESERVATION  7 
1.2.1  Preservation techniques  8 
1.2.2  Antimicrobial agents: an overview  9 
1.2.3  Existing chemical antimicrobials  14 
1.2.4  Natural antimicrobials  20 
1.2.5  Combined methods in food preservation  29 
1.3  BREAD  29 
1.3.1  Situation of the bakery sector  29 
1.3.2  Mould spoilage  30 
1.3.3  Preservation  32 
1.3.4  Future  34 
v
2  AIMS AND OBJECTIVES 
2.1  AIMS OF THE PROJECT  35 
2.2  GENERAL OBJECTIVES  36 
3  MATERIALS AND METHODOLOGY 
3.1  FUNGAL SPECIES AND CULTURE MAINTENANCE  39 
3.2  SUBSTRA TES FOR FUNGAL GROWTH  39 
3.2.1  Basic nutritional media  39 
3.2.2  Preparation of bread analogues  42 
3.2.3  Control of water activity and pH levels  45 
3.3  SUBSTRATE INOCULATION AND INCUBATION  45 
3.4  PARAMETERS FOR MEASUREMENT OF FUNGAL GROWTH  47 
3.5  EFFECT OF EXISTING PRESERVATIVES ON GROWTH OF 
SPOILAGE FUNGI UNDER DIFFERENT ENVRIONEMTAL 
CONDITIONS  48 
3.5.1  In vitro studies on 2% wheat flour agar  48 
3.5.2  In situ studies on bread analogues  48 
3.6  EFFECT OF ANTIOXIDANTS AND ESSENTIAL OILS ON GROWTH 
OF SPOILAGE FUNGI UNDER DIFFERENT ENVIRONMENTAL 
CONDITIONS  49 
3.6.1  In vitro studies on 2% wheat flour agar  49 
3.6.2  In situ studies on bread analogues  51 
3.7  EFFECT OF PRESERVATIVES AND ENVIRONMENT ON 
OCHRATOXIN A PRODUCTION BY A.OCHRACEUS AND 
P. VERRUCOSUM  51 
3.7.1  Sampling  51 
52 
3.7.2  Toxin extraction 
3.7.3  Quantification  57 
Vi
3.8  CARBON SOURCES UTILISATION PROFILE AND NICHE 
OVERLAP BETWEEN SPOILAGE FUNGI IN THE PRESENCE 
OF SUB-OPTIMAL CONCENTRATIONS OF POTASSIUM SORBATE  60 
3.8.1  Media preparation  60 
3.8.2  Spore suspension preparation and inoculation  62 
3.8.3  Measurement of Niche Overlap Index (NOI)  66 
3.9  EFFECT OF EXSISTING AND ALTERNATIVE PRESERVATIVES ON 
HYDROLYTIC ENZYME ACTIVITY OF SPOILAGE FUNGI  68 
3.9.1  Sampling and inoculation  68 
3.9.2  Enzyme extraction  69 
3.9.3  Measurement of enzyme activity  69 
3.10  STATISTICAL TOOLS  73 
4  RESULTS 
4.1  EFFECT OF EXISTING PRESERVATIVES ON GROWTH OF 
SPOILAGE FUNGI ON 2% WHEAT FLOUR AGAR AT DIFFERENT 
ENVIRONMENTAL CONDITIONS  75 
4.1. 1  Effect of environmental factors on fungal growth  75 
4.1.2  Effect of existing chemical preservatives  82 
4.2  EFFECT OF EXISTING PRESERVATIVES ON GROWTH OF 
SPOILAGE FUNGI ON BREAD ANALOGUES AT DIFFERENT 
ENVIRONMENTAL CONDTIONS  90 
4.2.1  Effect of environmental conditions  90 
4.2.2  Effect of existing preservatives  91 
4.3  EFFECT OF ANTIOXIDANTS AND ESSENTIAL OILS ON GROWTH 
OF SPOILAGE FUNGI  96 
4.3.1  Screening for essential oils and antioxidants with antifungal activity on 
2% wheat flour agar  96 
4.3.2  Effect of dose and environmental conditions on the in vitro antifungal 
efficacy of best antioxidants and essential oils  101 
4.3.3  Efficacy of best antioxidants and essential oils on bread analogues  111 
Vll
Description:Growth of spoilage fungi in bread and other bakery products is currently   controlled .. Some characteristics of propionic acid, benzoic acid and sorbic   acid. 21.