Table Of ContentCERN-TH/2002-319
HIP-2002-55/TH
NORDITA-2002-69 HE
UNIL-IPT-02-11
hep-ph/0211149
LOCALISATION AND MASS GENERATION
FOR NON-ABELIAN GAUGE FIELDS
M. Lainea, H.B. Meyerb, K. Rummukainenc,d, M. Shaposhnikove
aTheory Division, CERN, CH-1211 Geneva 23, Switzerland
bTheoretical Physics, University of Oxford, 1 Keble Road, Oxford, OX1 3NP, UK
cDepartment of Physics, P.O.Box 64, FIN-00014 University of Helsinki, Finland
dNORDITA, Blegdamsvej 17, DK-2100 Copenhagen Ø, Denmark
eInstitute of Theoretical Physics, University of Lausanne,
BSP-Dorigny, CH-1015 Lausanne, Switzerland
It has been suggested recently that in the presence of suitably \warped" extra dimen-
sions, the low-energy limit of pure gauge (cid:12)eld theory may contain massive elementary
vector bosons localised on a \brane", but no elementary Higgs scalars. We provide
non-perturbative evidence in favour of this conjecture through numerical lattice mea-
surements of the static quark{antiquark force of pure SU(2) gauge theory in three
dimensions, of which one is warped. We consider also warpings leading to massless lo-
calised vector bosons, and again (cid:12)nd evidence supporting the perturbative prediction,
even though the gauge coupling diverges far from the brane in this case.
CERN-TH/2002-319
November 2002
1. Introduction
InstandardKaluza{Kleindimensional reductionofpuregaugetheory, theoriginal(say,
(cid:12)ve-dimensional) theory has an e(cid:11)ective description in terms of a four-dimensional
theory, whose lightest degrees of freedom are in the Coulomb or con(cid:12)nement phase
(depending on the group), and have a wave function spread out evenly in the (cid:12)fth
dimension. It has recently been demonstrated [1] that if the (cid:12)fth dimension is suitably
\warped", this pattern could change qualitatively, at least in the Abelian case: the
low-energy dynamics can still be four-dimensional, but now with massive elementary
vector bosons, and with a localised wave function along the extra dimension. Thus,
extra dimensions could potentially provide an alternative for the Higgs mechanism.
While there is no doubt about the viability of this mechanism in the Abelian case,
where all computations can be carried out analytically, things are more complicated in
a non-Abelian theory. For a speci(cid:12)c choice of the warp factor the low-energy e(cid:11)ective
action looks much like a four-dimensional gauge theory, but with a gauge non-invariant
mass term. For an Abelian case, this is still a renormalisable theory, whereas for non-
Abelian groups it is in general not (see, e.g., ref. [2]). This means that the heavier
modes cannot decouple from the low-energy dynamics. The hope is that they might
nevertheless only introduce small contributions, like higher order operators do in chiral
perturbation theory, but this has so far not been demonstrated explicitly.
Another way to express the problem is that a gauge theory with a mass term \in-
troduced by hand" may be considered the in(cid:12)nite Higgs-mass limit of a gauge-Higgs
theory with spontaneous symmetry breaking [2]{[4], and is therefore strongly coupled,
atenergiesoftheorderofthevectorbosonmass. Thereforetheviabilityofperturbation
theory must again be checked by non-perturbative methods.
There are also other types of warp factors, discussed for instance in connection with
the localisation of gauge (cid:12)elds on a brane by gravity, which lead again to a lower
dimensional e(cid:11)ective theory, but this time with massless vector bosons (see, e.g., [5]{
[15]). This requires asymptotically small warp factors (or, in other terms, large gauge
couplings) far from the brane [1]. As in the previous case, the validity of perturbation
theoryistheninquestion. Someaspectsrelatedtothismechanismwerealreadystudied
with numerical methods in [16].
The purpose of the present paper is to study the issue of strong coupling with lattice
Monte Carlo simulations. To simplify the analysis, we would like to separate the
problem of non-renormalisability of the higher dimensional original gauge theory from
the problem of a large coupling constant far from a brane. To this end one can study
a compacti(cid:12)cation from four dimensions (4d) to three dimensions (3d), or even three
1
dimensions to two dimensions (2d). For the practical reasons that less computer time
is required, and some exact results are available in 2d physics, we choose here the
latter case. Nevertheless, we should expect the main features to carry over to higher
dimensions, as well.
The outline of the paper is the following. We review some basic aspects of the
mechanism in Sec. 2. We introduce our observables and determine their behaviour in
the Abelian case in Sec. 3. The lattice formulation is presented in Sec. 4, and numerical
results for the Abelian and non-Abelian cases, in Sec. 5. We conclude in Sec. 6. Some
technical details are discussed in the Appendices.
2. The mechanism in review
We start by reviewing the basic properties of the mechanism introduced in [1], in the
Abelian case. The Euclidean continuum action is
(cid:90) (cid:90)
1
(d+1) d
S = d x dz(cid:1)(z) F F , (2.1)
E µ˜ν˜ µ˜ν˜
4
where F = ∂ A − ∂ A , and µ~ = 1,...,d+ 1, z (cid:17) x . An index without a tilde
µ˜ν˜ µ˜ ν˜ ν˜ µ˜ d+1
runs as µ = 1,...,d. The function (cid:1)(z) > 0 breaks the (d + 1)-dimensional Lorentz
invariance. We however assume the specialbreaking patternthat terms containing F ,
µν
F are multiplied by the same function. We also take (cid:1)(z) to be an even function of
µz
z, and refer sometimes to the plane z = 0 as the \brane".
We choose units such that Eq. (2.1) should roughly correspond to an e(cid:11)ective d-
dimensional action of the form
(cid:90)
1
S(d+1) (cid:24) ddx F F +... , (2.2)
E 4g2 µν µν
where g is the gauge coupling (which of course plays no dynamical role in the non-
interacting Abelian case). Thus,
(cid:90) (cid:104) (cid:105)
1
2 2 4−d
[A ] = GeV, [F ] = GeV , [g ] = GeV , [ (cid:1)(z)] = . (2.3)
µ µν z g2
To proceed, we assume that one can make the gauge choice A = 0, without intro-
z
ducing any singularities. It should be noted, however, that this may not always be
the case in a strict sense, in a non-Abelian theory. If for instance the extent of the
(cid:82)
z-direction and (cid:1)(z) are (cid:12)nite, like at (cid:12)nite temperatures, then A behaves e(cid:11)ec-
z z
tively like a dynamical adjoint-charged scalar (cid:12)eld related to the global symmetries of
the system, which can even get spontaneously broken [17, 18, 19] (for a recent study
2
in the context of extra dimensions, see [20]). For the purposes of this paper, though,
this possibility can be ignored.
We now carry out a mode decomposition of the functional dependence of the (cid:12)elds
on the z-coordinate,
(cid:88)
n
A (x,z) = A (x)ψ (z). (2.4)
µ µ n
n
Units are chosen such that
(4−d)/2
[ψ ] = [g] = GeV . (2.5)
n
The realfunctions ψ (z) are assumed to satisfy the second order Sturm{Liouville linear
n
di(cid:11)erential equation,
(cid:104) (cid:105)
1 0
− (cid:1)(z)ψ0(z) = m2ψ (z). (2.6)
n n n
(cid:1)(z)
Here m2 are real, because the di(cid:11)erential operator is Hermitean. They turn out also
n
to be non-negative. We denote the mode constant in z (whether normalisable or not in
in(cid:12)nitevolume) bytheindexn (cid:17) c,whilegeneralnormalisablestateswithnon-negative
masses are labeled by n (cid:21) 0, with even (odd) indices denoting states symmetric (anti-
symmetric) in z ! −z. Explicit solutions of Eq. (2.6) for various (cid:1)(z) are discussed
in Appendix A. Note that if the constant mode is normalisable in in(cid:12)nite volume, then
the indices n = 0 and c refer to one and the same mode.
Together with the normalisation condition
(cid:90)
(cid:1)(z)ψ (z)ψ (z) (cid:17) δ , (2.7)
m n mn
z
Eq. (2.6) guarantees that
(cid:90)
0 0 2
(cid:1)(z)ψ (z)ψ (z) = m δ . (2.8)
m n n mn
z
Note also that the completeness relation can be written as
(cid:88)
ψ (z)ψ (z0) = (cid:1)−1(z)δ(z −z0). (2.9)
n n
n
The quadratic part of the action then becomes
(cid:90) (cid:88)(cid:16)1 1 (cid:17)
(d+1) d n n 2 n n
S = d x F F + m A A . (2.10)
E µν µν n µ µ
4 2
n(cid:21)0
If the lowest mass is zero or much smaller than the masses of higher modes, we have
an e(cid:11)ective d-dimensional (cid:12)eld theory at low energies: it is described by the term with
n = 0 (or n = c) in Eq. (2.10).
3
Now, if the extent of the z-direction is (cid:12)nite and (cid:1)(z) is regular, or if
(cid:90)
1
dz(cid:1)(z) < 1, (2.11)
−1
then Eq. (2.6) clearly has a normalisable zero mode solution, with ψ (z) = ψ constant
0 c
and m2 = m2 = 0. The normalised form of this solution is
0 c
1
ψc = (cid:113)(cid:82) . (2.12)
(cid:1)(z)
z
Then the low-energy e(cid:11)ective theory is simply a standard pure gauge theory. The
condition Eq. (2.11) implies that lim (cid:1)(z) = 0 and, therefore, that the e(cid:11)ective
z!1
d+1 dimensional gauge coupling is large far from the brane. In the non-Abelian case
this fact may, in principle, invalidate the perturbative arguments just presented, and
thus provides a motivation for a lattice study.
If the condition in Eq. (2.11) is not satis(cid:12)ed, then the constant mode ψ e(cid:11)ectively
c
decouples (since ψ ! 0); m 6= 0; and we have massive vector bosons without any
c 0
scalar particles. Furthermore, a mass hierarchy m2 (cid:28) m2 can be achieved with some
0 1
choices of warp factors (see Appendix A and ref. [1]), provided that (cid:1)(0)/(cid:1)(z ) (cid:29) 1,
0
where z is a point where (cid:1)(z) reaches its minimum value. Thus, a large mass ratio
0
again only appears if the e(cid:11)ective higher-dimensional gauge coupling is large, but now
at a (cid:12)nite distance z from the brane.
0
Another subtle point with the case m 6= 0 is that the low energy action is seemingly
0
not gauge-invariant (see [1] for a discussion of gauge transformations). In the Abelian
case the theory is nevertheless renormalisable, even if some interactions were added
(see, e.g., [21]). This is no longer true for non-Abelian theories, and the question
appears whether the higher lying modes decouple or not.
3. Static force in the continuum
In order to distinguish the two di(cid:11)erent regimes (with and without the massless vector
mode ψ ) we shall employ the standard order parameter for con(cid:12)nement, the static
c
force between two heavy test charges in the fundamental representation. We measure
the force at a (cid:12)xed z; for actual mechanisms for the localisation of scalars and fermions
in the vicinity of z = 0 see, e.g., [13] and references therein.
For now, we shall restrict to d = 2, the case we have actually studied with lattice
simulations. We consider a rectangular area with ((cid:1)x ,(cid:1)x ) (cid:17) (r,t), and de(cid:12)ne a
1 2
4
Wilson loop around the rectangle,
(cid:68) (cid:73) (cid:69)
W(r,t;z) = ReTrPexp(i A (x,z)dx )
µ µ
(cid:68) (cid:88) (cid:73) (cid:69)
= ReTrPexp(i ψ (z) An(x)dx ) . (3.1)
n µ µ
n
The static potential can then be obtained as usual,
1
V(r;z) = − lim lnW(r,t;z). (3.2)
t!1 t
A lowest order computation gives
(cid:88) (cid:90) dp eipr −1 (cid:88) ψ2(z)(cid:16) (cid:17)
V(r;z) = − ψ2(z) = n 1−e−mnr . (3.3)
n 2πp2 +m2 2m
n n n n
The static potential, itself, is of course not a physical observable. Depending on the
spectrum m , its absolute value can be ultraviolet divergent, and in any case sensitive
n
to ultraviolet physics. Therefore we rather address its derivative, the force F(r;z),
∂V(r;z)
F(r;z) (cid:17) . (3.4)
∂r
According to Eq. (3.3),
(cid:88) 1
F(r;z) = ψ2(z)e−mnr . (3.5)
n
2
n
We note from Eq. (3.5) that an external source couples to the mode n via gext (cid:17) ψ (z).
n n
The signatures expected from F(r;z) can thus be summarised as follows. In the
case that the zero mode exists, m = m = 0, the force should approach a constant at
0 c
large r,
1
F(r;z) ! ψ2, (3.6)
c
2
because massive modes give contributions screened at distances r>(cid:24)1/mn. On the
other hand, in the case of interest to us where m 6= 0, m (cid:28) m , and the zero mode
0 0 1
decouples (ψ ! 0), we expect
c
1
F(r;z) (cid:25) ψ2(z)e−m0r . (3.7)
0
2
It is thus our objective to show that the force does get screened, but only on large
distances, as determined by 1/m .
0
While we focus on the force in this paper, a behaviour qualitatively very similar can,
particularly in the Abelian case, be obtained from various correlators of local gauge
invariant operators. For completeness, we discuss one example in Appendix B.
5
So far we have discussed the potential in the Abelian theory. In the non-Abelian
case, the self- and cross-interactions between modes make obviously a fully analytic
computation impossible. However, if dimensional reduction indeed takes place then, as
discussed in Appendix C, the only change in the long-distance force is a colour factor,
the quadratic Casimir of the fundamental representation, C = (N2 −1)/(2N ):
A c c
F(r;z) ! C F(r;z) . (3.8)
A
This simple relation, which allows us to directly compare the asymptotic non-Abelian
force with the Abelian one, is obviously speci(cid:12)c to 2d physics.
In the non-Abelian case, it is useful to also de(cid:12)ne couplings characterising the cubic
and quartic self-interactions of the fundamental mode. Let us introduce
(cid:90) (cid:90)
g (cid:17) (cid:1)(z)ψ3(z), g2 (cid:17) (cid:1)(z)ψ4(z) , (3.9)
3 0 4 0
z z
and construct the dimensionless quantities
g g2
α (cid:17) 3 , α (cid:17) 4 . (3.10)
3 gext 4 [gext]2
0 0
In order for the low-energy e(cid:11)ective theory to be \close" to a gauge theory, these
numbers had better be close to unity. In particular, if the zero mode is normalisable
and therefore ψ = ψ , we have exactly α = α = 1. In the opposite case of m 6= 0,
0 c 3 4 0
we have α 6= 1 and α 6= 1. Thus, the breaking of gauge invariance in the low-energy
3 4
sector manifests itself both through an e(cid:11)ective mass term in Eq. (2.10), and through
non-universal self-interactions which di(cid:11)er from the coupling of the modes to external
sources.
4. Static force on the lattice
As mentioned above, in the non-Abelian case the heavier modes cannot decouple,
because they are needed to guarantee renormalisability. It is therefore not obvious how
well the analytical estimates presented in Sec. 3 really hold. We will hence study that
system with simple numerical lattice Monte Carlo simulations.
In fact, to account properly for (cid:12)nite size and (cid:12)nite lattice spacing e(cid:11)ects, we will
carry out small scale simulations for the Abelian system, as well. Thus, we can directly
compare the two sets of data, with similar volumes and lattice spacings. This may be
useful because the \sharp" and \smooth" weight functions to be introduced contain a
small scale hierarchy, which tends to lead either to (cid:12)nite size or (cid:12)nite lattice spacing
6
e(cid:11)ects in lattice simulations. Still, both sets of results turn out in most cases to remain
close to the analytic continuum estimates.
In the Abelian case, we discretise the action in Eq. (2.1) by using the so-called
non-compact formulation:
(cid:88) (cid:88) (cid:88) 1
(d+1) 2
S = β (z) α , (4.1)
E G µ˜ν˜
2
z x µ˜<ν˜
where α (x) = α (x) + α (x + µ^~) − α (x + ν^~) − α (x), α (x) = aA (x), and a is
µ˜ν˜ µ˜ ν˜ µ˜ ν˜ µ˜ µ˜
the lattice spacing. For future reference, we also de(cid:12)ne the link matrix, U (x) (cid:17)
µ˜
exp[iα (x)]. The dimensionless coupling constant appearing in Eq. (4.1) is taken to be
µ˜
(cid:1)(z)
β (z) = . (4.2)
G
a
In the non-Abelian case, we employ the standard Wilson action,
(cid:88) (cid:88) (cid:88)(cid:16) 1 (cid:17)
S(d+1) = β (z) 1− ReTrP , (4.3)
E G µ˜ν˜
N
z x µ˜<ν˜ c
where the naive continuum limit implies
2N (cid:1)(z)
c
β (z) = . (4.4)
G
a
Rather than β (z), we will often equivalently refer to (cid:1) /a to (cid:12)x the lattice spacing,
G 0
where (cid:1) (cid:17) (cid:1)(z = 0). Note that we can view a as being constant throughout the
0
lattice: in our case a non-constant β (z) does not imply varying lattice spacing.
G
Itshouldbenotedthat,aswehavediscussed inAppendixA, thevalueof(cid:1) doesnot
0
a(cid:11)ect at all the spectrum obtained in the non-interacting limit. For a weak coupling,
the criteria for discretisation and (cid:12)nite volume e(cid:11)ects to be small are simply
1
a (cid:28) (cid:28) L,T, (4.5)
m
0
where L,T are the linear extents of the system in the r and t directions, respectively.
On the lattice, however, (cid:1) determines the strength of interactions. In general, lattice
0
discretisatione(cid:11)ectsarelargerandthegaugetheorymorestronglycoupledwhereβ (z)
G
is smaller, if am is kept (cid:12)xed. We return to this issue presently.
0
It is useful to note that if we think in terms of the mode decomposed action
in Eq. (2.10), then the mode n can e(cid:11)ectively can be assigned a 2d action at any
(cid:12)xed z, with
2N 2N
β(eff,n)(z) (cid:17) c = c . (4.6)
G a2[gext]2 a2ψ2(z)
n n
7
Parameterising the dimensionless 2d link matrix U as
µ
U(n)(x;z) = eiaψn(z)TbAbµ(x), (4.7)
µ
where Tb are the Hermitean generators of SU(N ), the naive discretisation of the n = 0
c
part of Eq. (2.10) then becomes
(cid:88)(cid:20)(cid:88)(cid:16) 1 (cid:17) (cid:88)(cid:16) 1 (cid:17)(cid:21)
S(eff)(z) = β(eff,0)(z) 1− ReTrP(0) +(am )2 1− ReTrU(0) . (4.8)
E G µν 0 µ
N N
x µ<ν c µ c
An action of the form in Eq. (4.8) is of course not gauge-invariant, and thus in general
not (perturbatively) renormalisable. It also does not yield the correct naive continuum
limits for the cubic and quartic self-interactions, if α ,α 6= 1. Nevertheless, we might
3 4
still hope Eq. (4.8) to contain some qualitative features of the e(cid:11)ective low-energy
dynamics, to the extent that the theory is weakly coupled, and the results are only
moderately dependent of the lattice spacing (or ultraviolet physics), as may indeed be
expected to be the case in two dimensions [2].
The observable we measure on the lattice is the static force. The de(cid:12)nitions follow
Eqs. (3.1), (3.2), (3.4), only the Wilson line is constructed by multiplying together the
link matrices around the rectangle, both in the non-Abelian and in the Abelian cases.
We determine the force then as
1 V(r +a;z)−V(r;z)
F(r+ a;z) (cid:17) . (4.9)
2 a
Note that in the Abelian case the potential is invariant in r ! L − r and the force
then, for a (cid:12)nite L, takes the form
F(r;z) = (cid:88) ψn2(z) sinhmn(L2 −r) , (4.10)
2 sinh mnL
n(cid:21)0 2
instead of Eq. (3.5). For the non-Abelian case such a periodicity would only arise for
a force de(cid:12)ned from the correlator of two Polyakov loops (see, e.g, [22]).
5. Numerical results
We now present our numerical results, obtained with standard Monte Carlo simulation
techniques. The update is a 1:4 mixture of heat-bath [23, 24] and over-relaxation [25]
sweeps. In the SU(2) simulations, we use the following statistical noise reduction steps
in the Wilson loop measurements:
8
Gaussian profile, U(1) Gaussian profile, SU(2)
0.020 0.020
z = 0a z = 0a
all modes z = 3a
fundamental mode z = 4a
0.015 0.015 fundamental mode
) )
z 0.010 z 0.010
r; r;
( (
F F
2 2
a a
0.005 0.005
0.000 0.000
0.0 2.0 4.0 6.0 8.0 10.0 12.0 0.0 2.0 4.0 6.0 8.0 10.0 12.0
r/a r/a
Figure 1: The force F(r;z) for the Gaussian weight function, Eq. (5.1), at di(cid:11)erent
(cid:12)xed values of z, in the Abelian (left; volume = 482(cid:2)14) and non-Abelian cases (right;
volume = 242 (cid:2)14). The perturbative values are also shown. The Abelian case has a
(cid:12)nite slope because of the periodicity discussed around Eq. (4.10).
1. First, we perform link integration [26] for the links in the t-direction, substituting
each with the appropriate (and exactly calculable) local statistical average link.
2. Then, we do two smearing[27]steps forthe links alongthe (r,z)-plane, \fuzzying"
the r-sides of the Wilson loops by two lattice units in the z-direction, with rapidly
decreasing weights. This enhances the coupling to the lowest modes, which are slowly
varying in z.
Both the link integration and the smearing must be performed taking into account
the varying coupling β (z). We perform between 105 and 4(cid:1)105 sweeps and collect the
G
data typically in 100 bins. Errors are estimated with a standard jackknife analysis.
As our goals here are of a qualitative nature only, we should stress that these are
still very simple small scale simulations. Presumably our numerics could have been
signi(cid:12)cantly improved for instance by implementing the advanced methods introduced
in [22].
5.1. Gaussian weight function
We will start with a study of a Gaussian weight function,
(cid:16) (cid:17)
1
(cid:1)(z) (cid:17) (cid:1) exp − m2z2 . (5.1)
0
2
9
Description:NORDITA-2002-69 HE We review some basic aspects of the We start by reviewing the basic properties of the mechanism introduced in [1], in the .. As our goals here are of a qualitative nature only, we should stress that these