Guidance Document on the Use of the Harmonised System for the Classification of Chemicals which are Hazardous for the Aquatic Environment

115 Pages·2002·0.54 MB·English

by  OECD

Unclassified ENV/JM/MONO(2001)8
Organisation de Coopération et de Développement Economiques
Organisation for Economic Co-operation and Development 23-Jul-2001
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English - Or. English
ENVIRONMENT DIRECTORATE
JOINT MEETING OF THE CHEMICALS COMMITTEE AND
UE THE WORKING PARTY ON CHEMICALS, PESTICIDES AND BIOTECHNOLOGY
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OECD SERIES ON TESTING AND ASSESSMENT
Number 27
GUIDANCE DOCUMENT ON THE USE OF THE HARMONISED SYSTEM FOR THE
CLASSIFICATION OF CHEMICALS WHICH ARE HAZARDOUS FOR THE AQUATIC
ENVIRONMENT
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ENV/JM/MONO(2001)8
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ENV/JM/MONO(2001)8
OECD Environment, Health and Safety Publications
Series on Testing and Assessment
No. 27
GUIDANCE DOCUMENT ON THE USE OF THE HARMONISED SYSTEM
FOR THE CLASSIFICATION OF CHEMICALS WHICH ARE
HAZARDOUS FOR THE AQUATIC ENVIRONMENT
Environment Directorate
Organisation for Economic Co-operation and Development
April 2001
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ENV/JM/MONO(2001)8
Also published in the Series on Testing and Assessment:
No. 1, Guidance Document for the Development of OECD
Guidelines for Testing of Chemicals (1993; reformatted 1995)
No. 2, Detailed Review Paper on Biodegradability Testing (1995)
No. 3, Guidance Document for Aquatic Effects Assessment
(1995)
No. 4, Report of the OECD Workshop on Environmental
Hazard/Risk Assessment (1995)
No. 5, Report of the SETAC/OECD Workshop on Avian
Toxicity Testing (1996)
No. 6, Report of the Final Ring-test of the Daphnia magna
Reproduction Test (1997)
No. 7, Guidance Document on Direct Phototransformation of
Chemicals in Water (1997)
No. 8, Report of the OECD Workshop on Sharing Information
about New Industrial Chemicals Assessment (1997)
No. 9, Guidance Document for the Conduct of Studies of
Occupational Exposure to Pesticides During Agricultural
Application (1997)
No. 10, Report of the OECD Workshop on Statistical Analysis of
Aquatic Toxicity Data (1998)
No. 11, Detailed Review Paper on Aquatic Testing Methods for
Pesticides and industrial Chemicals (1998)
No. 12, Detailed Review Document on Classification Systems for
Germ Cell Mutagenicity in OECD Member Countries (1998)
No. 13, Detailed Review Document on Classification Systems for
Sensitising Substances in OECD Member Countries 1998)
No. 14, Detailed Review Document on Classification Systems
for Eye Irritation/Corrosion in OECD Member Countries (1998)
No. 15, Detailed Review Document on Classification Systems
for Reproductive Toxicity in OECD Member Countries (1998)
No. 16, Detailed Review Document on Classification Systems
for Skin Irritation/Corrosion in OECD Member Countries(1998)
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ENV/JM/MONO(2001)8
No. 17, Environmental Exposure Assessment Strategies for
Existing Industrial Chemicals in OECD Member Countries
(1999)
No. 18, Report of the OECD Workshop on Improving the Use of
Monitoring Data in the Exposure Assessment of Industrial
Chemicals (2000)
No. 19, Draft Guidance Document on the Recognition,
Assessment and Use of Clinical Signs as Humane Endpoints for
Experimental Animals used in Safety Evaluation (1999)
No. 20, Revised Draft Guidance Document for Neurotoxicity
Testing (in preparation)
No. 21, Detailed Review Paper: Appraisal of Test Methods For
Sex Hormone Disrupting Chemicals (2000)
No. 22, Guidance Document for the Performance of Out-door
Monolith Lysimeter Studies (2000)
No. 23, Guidance Document on Aquatic Toxicity Testing of
Difficult Substances and Mixtures (2000)
No. 24, Guidance Document on Acute Oral Toxicity
Testing(2001)
No. 25, Detailed Review Document on Hazard Classification
Systems for Specifics Target Organ Systemic Toxicity Repeated
Exposure in OECD Member Countries (2001)
No. 26, Revised Analysis of Responses Received from Member
Countries to the Questionnaire on Regulatory Acute Toxicity
Data Needs (2001)
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ENV/JM/MONO(2001)8
About the OECD
The Organisation for Economic Co-operation and Development (OECD) is an intergovernmental
organisation in which representatives of 29 industrialised countries in North America, Europe and the
Pacific, as well as the European Commission, meet to co-ordinate and harmonise policies, discuss issues of
mutual concern, and work together to respond to international problems. Most of the OECD’s work is
carried out by more than 200 specialised Committees and subsidiary groups composed of Member country
delegates. Observers from several countries with special status at the OECD, and from interested
international organisations, attend many of the OECD’s Workshops and other meetings. Committees and
subsidiary groups are served by the OECD Secretariat, located in Paris, France, which is organised into
Directorates and Divisions.
The work of the OECD related to chemical safety is carried out in the Environment, Health and
Safety Programme. As part of its work on chemical testing, the OECD has issued several Council
Decisions and Recommendations (the former legally binding on Member countries), as well as numerous
Guidance Documents and technical reports. The best known of these publications, the OECD Test
Guidelines, is a collection of methods used to assess the hazards of chemicals and of chemical
preparations. These methods cover tests for physical and chemical properties, effects on human health and
wildlife, and accumulation and degradation in the environment. The OECD Test Guidelines are recognised
world-wide as the standard reference tool for chemical testing.
More information about the Environment, Health and Safety Programme and its publications
(including the Test Guidelines) is available on the OECD’s World Wide Web site (see page 8).
The Environment, Health and Safety Programme co-operates closely with other international
organisations. This document was produced within the framework of the Inter-Organisation Programme for
the Sound Management of Chemicals (IOMC).
The Inter-Organization Programme for the Sound Management of Chemicals (IOMC)
was established in 1995 by UNEP, ILO, FAO, WHO, UNIDO and the OECD (the
Participating Organisations), following recommendations made by the 1992 UN
Conference on Environment and Development to strengthen co-operation and increase
international co-ordination in the field of chemical safety. UNITAR joined the IOMC in
1997 to become the seventh Participating Organisation. The purpose of the IOMC is to
promote co-ordination of the policies and activities pursued by the Participating
Organisations, jointly or separately, to achieve the sound management of chemicals in
relation to human health and the environment.
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This publication is available electronically, at no charge.
For the complete text of this and many other Environment,
Health and Safety publications, consult the OECD’s
World Wide Web site (http://www.oecd.org/ehs/)
or contact:
OECD Environment Directorate,
Environment, Health and Safety Division
2 rue André-Pascal
75775 Paris Cedex 16
France
Fax: [phone]
E-mail: [email protected]
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Table of Contents
Glossary of important terms used in the Guidance Document.......................................................12
1. Introduction..........................................................................................................................13
2. The harmonized classification scheme ..............................................................................18
2.1 Scope..........................................................................................................................18
2.2 Classification categories and criteria.........................................................................18
2.2.1 Acute Toxicity.................................................................................................18
2.2.2 Chronic Toxicity..............................................................................................19
2.3 Rationale....................................................................................................................19
2.4 Application................................................................................................................21
2.5 Data availability.........................................................................................................22
2.6 Data quality................................................................................................................22
3. Aquatic Toxicity...................................................................................................................23
3.1 Introduction................................................................................................................23
3.2 Description of Tests...................................................................................................23
3.2.1 Fish Tests.........................................................................................................24
Acute testing....................................................................................................25
Chronic testing.................................................................................................25
3.2.2 Crustacea Tests................................................................................................25
Acute testing....................................................................................................25
Chronic testing.................................................................................................25
3.2.3 Algae/Plant Tests ............................................................................................25
Test in algae....................................................................................................25
Test in aquatic macrophytes ..........................................................................26
3.3 Aquatic Toxicity Concepts........................................................................................26
3.3.1 Acute Toxicity.................................................................................................26
3.3.2 Chronic Toxicity..............................................................................................26
3.3.3 Exposure regimes.............................................................................................27
3.3.4 Test media for algae.........................................................................................27
3.3.5 Use of QSARs..................................................................................................27
3.4 Weight of Evidence...................................................................................................28
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3.5 Difficult to Test Substances.......................................................................................28
3.6 Interpreting Data Quality...........................................................................................35
3.6.1 Standardisation................................................................................................35
3.6.2 Data hierarchies...............................................................................................35
Annex 3.I Test Guidelines ...................................................................................................36
Annex 3.II References...........................................................................................................38
4. Degradation..........................................................................................................................39
4.1 Introduction................................................................................................................39
4.2 Interpretation of Degradability Data..........................................................................40
4.2.1 Rapid degradability..........................................................................................40
4.2.2 Ready biodegradability....................................................................................40
Concentration of test substance.......................................................................40
Time window .................................................................................................40
4.2.3 BOD /COD......................................................................................................41
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4.2.4 Other convincing scientific evidence...............................................................41
Aquatic simulation tests..................................................................................41
Field investigations.........................................................................................42
Monitoring data...............................................................................................42
Inherent biodegradability tests........................................................................42
Sewage treatment plant simulation tests.........................................................43
Soil and sediment degradation data................................................................43
Anaerobic degradation data............................................................................43
Hydrolysis.......................................................................................................43
Photochemical degradation.............................................................................44
Estimation of degradation...............................................................................44
Volatilisation...................................................................................................44
4.2.5 No degradation data available..........................................................................44
4.3 General Interpretation Problems................................................................................44
4.3.1 Complex substances.........................................................................................44
4.3.2 Availability of the substance............................................................................45
4.3.3 Test duration less than 28 days........................................................................45
4.3.4 Primary biodegradation....................................................................................46
4.3.5 Conflicting results from screening tests...........................................................46
4.3.6 Variation in simulation test data......................................................................47
4.4 Decision scheme........................................................................................................47
Annex 4.1 Determination of degradability of organic substances.......................................49
Annex 4.II Factors influencing degradability in the aquatic environment............................55
Annex 4.III Test Guidelines...................................................................................................60
Annex 4.IV References.........................................................................................................63
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5. Bioaccumulation...................................................................................................................65
5.1 Introduction................................................................................................................65
5.2 Interpretation of bioconcentration data......................................................................65
5.2.1 Bioconcentration factor (BCF)........................................................................66
BCF in different test species ........................................................................67
Use of radiolabelled substances ....................................................................67
5.2.2 Octanol-water-partitioning coefficient (K ) ..................................................68
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Experimental determination of K .................................................................68
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Use of QSARs for determination of Log K .................................................69
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5.3 Chemical categories that need special attention with respect to BCF and K values70
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5.3.1 Difficult substances .........................................................................................70
5.3.2 Poorly soluble and complex substances...........................................................70
5.3.3 High molecular weight substances..................................................................71
5.3.4 Surface-active agents ......................................................................................71
Experimentally derived bioconcentration factors...........................................71
Octanol-water-partitioning coefficient (K ) .................................................71
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5.4 Conflicting data and lack of data...............................................................................71
5.4.1 Conflicting BCF data.......................................................................................71
5.4.2 Conflicting log K data..................................................................................72
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5.4.3 Expert judgement.............................................................................................72
5.5 Decision Scheme........................................................................................................72
Annex 5.I Basic principles of the experimental and estimation methods for
determination of BCF and K of organic substances.........................................74
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Annex 5.II Influence of external and internal factors on the bioconcentration
potential of organic substances...........................................................................80
Annex 5.III Test Guidelines...................................................................................................83
Annex 5.IV References.........................................................................................................84
6. Use of QSAR.........................................................................................................................89
6.1 History.......................................................................................................................89
6.2 Experimental artifacts causing underestimation of hazard........................................89
6.3 QSAR modelling issues.............................................................................................90
6.4 Use of QSARs in aquatic classification.....................................................................91
6.4.1 Partition coefficients n-octanol-water log K .................................................93
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6.4.2 Bioconcentration factor BCF..........................................................................93
6.4.3 Degradability - abiotic and biodegradation.....................................................94
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