Table Of ContentABCD 
 
   
 
ENDOCRINOLOGIC AND METABOLIC DRUGS  
ADVISORY COMMITTEE BRIEFING DOCUMENT 
 
 
EMPA-REG OUTCOME® Trial 
 
 
 
 
NDA 204629 / NDA 206111  
Jardiance® (empagliflozin) / Synjardy® (empagliflozin/metformin) 
 
 
 
19 May 2016 
Boehringer Ingelheim 
 
AVAILABLE FOR PUBLIC DISCLOSURE WITHOUT REDACTION
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EXECUTIVE SUMMARY 
Medical background (detailed in Section 1) 
The risk of cardiovascular (CV) disease is increased 2 to 4-fold in patients with diabetes. Life 
expectancy is shortened by 12 to 15 years in patients with diabetes and history of CV disease. 
Two thirds of patients with diabetes older than 65 years die of heart disease. Heart failure is 
prevalent in patients with diabetes, occurring in more than 1 in 5 patients with diabetes aged 
over 65 years. The risk of heart failure is increased more than 2-fold with diabetes, and heart 
failure is a major cause of cardiovascular death in patients with diabetes. Conclusive evidence 
is lacking that intensive glucose lowering or any specific glucose-lowering therapy improves 
CV outcome. Thus, there is a strong medical need for glucose-lowering therapies that reduce 
CV complications in patients with type 2 diabetes. 
The EMPA-REG OUTCOME® Trial (Sections 2 and 3) 
This event-driven, multinational, randomized, double-blind, parallel-group trial compared 
empagliflozin (10 mg and 25 mg pooled) with placebo in addition to standard of care in 
patients with type 2 diabetes and established CV diseases. Patients with an eGFR of less than 
30 mL/min/1.73m2 were excluded. At the end of the trial, primary endpoint information was 
available for 97%, and vital status available for more than 99% of the 7020 trial patients. 
Median observation time was 3.1 years, median treatment exposure 2.6 years. 
Major findings in the EMPA-REG OUTCOME® Trial 
3-point MACE and 4-point MACE (Section 5.1) 
The primary endpoint (3-point MACE) was the time to first occurrence of CV death 
(including fatal MI and fatal stroke), non-fatal MI, or non-fatal stroke. The key secondary 
endpoint (4-point MACE) was the time to first occurrence of any component in the 3-point 
MACE or hospitalization for unstable angina pectoris.  
The primary analysis followed the ITT principle, based on all treated patients and included all 
events up to trial completion of individual patients, regardless if the patient was on or off 
study medication. Type I error was controlled for the primary and key secondary endpoints 
by a 4-step hierarchical testing procedure. Other clinically important outcomes were pre-
specified, such as the components of MACE as stand-alone endpoints, all-cause mortality, 
heart failure outcomes, but were not controlled for type I error with a statistical testing 
strategy (nominal p-values are shown). 
The confirmatory testing compared empagliflozin 10 mg and 25 mg (pooled) with placebo 
treatment. The 3-point MACE outcome occurred in 490 of 4687 patients (10.5%) in the 
pooled empagliflozin group and in 282 of 2333 patients (12.1%) in the placebo group (hazard 
ratio pooled empagliflozin vs. placebo 0.86; 95.02% confidence interval 0.74 to 0.99; 1-sided 
p<0.0001 for non-inferiority; 2-sided p=0.0382 for superiority). 
The 4-point MACE outcome occurred in 599 of 4687 patients (12.8%) in the pooled 
empagliflozin group and in 333 of 2333 patients (14.3%) in the placebo group (hazard ratio
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0.89; 95.02% confidence interval 0.78 to 1.01; 1-sided p<0.0001 for non-inferiority; 2-sided 
p=0.0795 for superiority). 
Therefore, following the hierarchical testing procedure 
•  Step 1, non-inferiority for 3-point MACE was concluded because the upper bound 
of the 2-sided 95.02% CI was <1.3 (upper bound 95.02% CI = 0.99; 1-sided 
p<0.0001 for non-inferiority) 
•  Step 2, non-inferiority for 4-point MACE was concluded because the upper bound 
of the 2-sided 95.02% CI was <1.3 (upper bound 95.02% CI = 1.01; 1-sided 
p<0.0001 for non-inferiority) 
•  Step 3, superiority for 3-point MACE was concluded because the upper bound of 
the 2-sided 95.02% CI was <1.0 (upper bound 95.02% CI = 0.99; 2-sided 
p=0.0382 for superiority) 
•  Step 4, superiority for 4-point MACE was not concluded because the upper bound 
of the 2-sided 95.02% CI was >1.0 (upper bound 95.02% CI = 1.01; 2-sided 
p=0.0795) 
 
The results for 3-point MACE were consistent for both empagliflozin doses and across 
sensitivity analyses in that the hazard ratio was numerically similar, although due to the fewer 
events in these analyses, the nominal p-value did not reach significance (p>0.05). Some 
heterogeneity was observed in 2 (by age and HbA ) of the 27 pre-specified subgroups. The 
1c
treatment effect for 3-point MACE was driven by CV death, with no significant difference in 
non-fatal myocardial infarction (MI) or non-fatal stroke.  
 
Myocardial infarction (fatal/non-fatal) was reported for 223 (4.8%) patients in the pooled 
empagliflozin group and in 126 (5.4%) patients in the placebo group (hazard ratio 0.87; 95% 
confidence interval 0.70 to 1.09; nominal p=0.2302). Stroke (fatal/non-fatal) was reported for 
164 (3.5%) patients in the pooled empagliflozin group and in 69 (3.0%) patients in the 
placebo group (hazard ratio 1.18; 95% confidence interval 0.89 to 1.56; nominal p= 0.2567). 
The additional component in 4-point MACE, hospitalization for unstable angina pectoris, 
showed no significant difference between empagliflozin and placebo treatment (reported for 
133 (2.8%) patients in the pooled empagliflozin group, 66 (2.8%) patients in the placebo 
group; hazard ratio 0.99, 95% CI 0.74 to 1.34, nominal p=0.9706). 
 
CV death (Section 5.1.2) 
Empagliflozin significantly reduced CV death by 38%. CV death occurred in 172 of 4687 
patients (3.7%) in the pooled empagliflozin group and in 137 of 2333 patients (5.9%) in the 
placebo group (hazard ratio 0.62; 95% confidence interval 0.49 to 0.77; nominal p<0.0001). 
The reduction in CV death was based on a large number of events (309 CV deaths in total), 
consistent for both empagliflozin doses, across sensitivity analyses (including a “worst-case” 
analysis assuming all patients with missing final vital status in the empagliflozin groups as 
deceased due to CV death and all in the placebo group as alive), and across all subgroups. All 
categories of CV death (fatal MI, fatal stroke, death due to heart failure, sudden death, death 
due to other CV causes, and presumed CV death) contributed to the overall CV death results. 
The hazard ratios for these categories of CV death were consistently around 0.7, except death 
due to heart failure (hazard ratio 0.32).
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Heart failure (Section 5.2) 
Heart failure endpoints were pre-specified in this trial. Empagliflozin significantly reduced 
hospitalization for heart failure by 35% and the composite endpoint of hospitalization for 
heart failure or CV death by 34%. The composite of “hospitalization for heart failure or CV 
death” occurred in 265 of 4687 patients (5.7%) in the pooled empagliflozin group and in 198 
of 2333 patients (8.5%) in the placebo group (hazard ratio 0.66; 95% confidence interval 0.55 
to 0.79; nominal p<0.0001). These results were consistent for both empagliflozin doses, 
across sensitivity analyses, and across subgroups (including patients with or without a history 
of heart failure at baseline). 
All-cause mortality (Section 5.3) 
Empagliflozin significantly reduced all-cause mortality (a pre-specified endpoint) by 32%. 
All-cause mortality occurred in 269 of 4687 patients (5.7%) in the pooled empagliflozin 
group and in 194 of 2333 patients (8.3%) in the placebo group (hazard ratio 0.68; 95% 
confidence interval 0.57 to 0.82; nominal p<0.0001). The results were based on a large 
number of events (463 total deaths), consistent for both empagliflozin doses, across 
sensitivity analyses (including a “worst-case” analysis assuming all patients with missing 
final vital status in the empagliflozin groups as deceased and all in the placebo group as 
alive), and across subgroups. Most of the deaths in the trial were CV deaths, the most 
frequent cause of death in patients with type 2 diabetes. Non-CV death occurred in 97 of 
4687 patients (2.1%) in the pooled empagliflozin group and in 57 of 2333 patients (2.4%) in 
the placebo group (hazard ratio 0.84, 95% CI 0.60 to 1.16, nominal p=0.2852). 
General safety (Section 6) 
The frequencies of adverse events, serious adverse events, and adverse events leading to 
treatment discontinuation were comparable in the placebo, empagliflozin 10 mg, and 
empagliflozin 25 mg groups. The frequencies of adverse events of special interest, including 
volume depletion, decreased renal function, venous embolic and thrombotic events, diabetic 
ketoacidosis, bone fracture, and hypoglycaemia were comparable in the 3 treatment groups. 
Genital infections were increased with empagliflozin (10 mg or 25 mg) treatment. The 
frequencies of overall malignancy events and subtypes of interest (such as bladder, kidney, 
and breast cancer) were comparable for empagliflozin (10 mg or 25 mg) and placebo. These 
results are consistent with the known safety profile of empagliflozin. While a natural decline 
in renal function expressed as eGFR over the observation period was seen in patients treated 
with placebo, eGFR was stable over time in patients treated with empagliflozin (10 mg or 
25 mg). 
Overall benefit-risk and discussion of the major findings (Section 7.2) 
There is a clear unmet medical need for glucose-lowering therapies to reduce CV morbidity 
and mortality. Before the results of the EMPA-REG OUTCOME® trial, no clinical study with 
any glucose-lowering drug had established conclusive evidence of risk reduction in 
cardiovascular complications. To inform prescribers, Boehringer Ingelheim is proposing to 
revise empagliflozin’s label based on the EMPA-REG OUTCOME® trial.
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Added to standard of care, empagliflozin significantly reduced the risk of the 3-point MACE 
(the pre-defined primary endpoint controlled for type 1 error) by 14% compared with 
placebo, fulfilling the requirements in the FDA guidance document on evaluating 
cardiovascular risk and the post-marketing requirement. This was driven by a significant 
reduction in CV death of 38%, while no significant effects on the atherosclerotic components 
of the 3-point MACE, non-fatal MI and non-fatal stroke, were observed. 
The CV death results are considered clinically important and statistically robust, as CV death 
was a component of the primary confirmatory endpoint, pre-specified, centrally-adjudicated 
in a blinded manner, based on large numbers of events, and the results are consistent across 
individual empagliflozin doses, sensitivity analyses (including the “worst-case” analysis), and 
subgroups. The treatment effect was also supported by a statistically persuasive p-value of 
<0.0001 (nominal), ensuring a replication probability of >98% for the result. Boehringer 
Ingelheim therefore proposes to include in the prescribing information that in adult patients 
with type 2 diabetes mellitus and established cardiovascular disease, empagliflozin is 
indicated to reduce the incidence of cardiovascular death. 
The EMPA-REG OUTCOME® trial was designed to assess the effects of empagliflozin on 
clinical outcomes rather than the mechanism behind the effects. Nonetheless, the results 
suggest that the underlying mechanism for the CV death benefit is at least in part 
hemodynamic in nature rather than atherothrombotic. Specifically, 1) a significant (nominal 
p=0.0017) and clinically-relevant reduction (35%) in the risk of hospitalization for heart 
failure was observed with empagliflozin treatment; 2) the benefit of empagliflozin on both 
CV death and hospitalization for heart failure emerged rapidly after randomization; 3) the 
hazard ratio for death due to heart failure (0.32) was lower than for the other categories of CV 
death (around 0.7 for fatal MI, fatal stroke, sudden death, death due to other CV causes, and 
presumed CV death); 4) no significant effects of empagliflozin were observed for non-fatal 
MI and non-fatal stroke. 
Importantly, the risk reduction in CV death with empagliflozin was not associated with an 
increase in non-CV mortality. In fact, empagliflozin treatment significantly reduced all-cause 
mortality by 32%. All-cause mortality is a unique and exceptionally compelling endpoint, 
since it is unbiased in ascertainment and is of paramount clinical importance. The all-cause 
mortality result in the trial was based on a large number of events: 463 total deaths. In this 
trial vital status was ascertained for >99% of the 7020 trial patients, and the results remain 
highly significant even in a worst-case analysis assuming all patients with missing final vital 
status on empagliflozin as deceased and all on placebo as alive. 
Empagliflozin was well tolerated, and the safety results in this trial are consistent with the 
known safety profile of empagliflozin. 
The benefit-risk is positive for empagliflozin 10 mg and 25 mg once daily treatment in 
patients with type 2 diabetes mellitus, established CV disease, and eGFR 
≥30 mL/min/1.73 m2.
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TABLE OF CONTENTS 
TITLE PAGE ........................................................................................................................... 1 
EXECUTIVE SUMMARY ..................................................................................................... 2 
TABLE OF CONTENTS ........................................................................................................ 6 
LIST OF ABBREVIATIONS ................................................................................................. 9 
1.  INTRODUCTION ............................................................................................... 11 
1.1  PURPOSE OF THIS DOCUMENT .................................................................. 11 
1.2  MEDICAL BACKGROUND OF TYPE 2 DIABETES................................... 11 
1.3  EMPAGLIFLOZIN DRUG PROFILE AND REGULATORY STATUS ..... 12 
1.4  EVALUATION OF CV SAFETY IN NEW GLUCOSE-LOWERING 
AGENTS .............................................................................................................. 12 
2.  DESIGN OF THE EMPA-REG OUTCOME® TRIAL ................................... 13 
2.1  TRIAL GOVERNANCE .................................................................................... 13 
2.2  TRIAL DESIGN .................................................................................................. 14 
2.3  ENDPOINTS AND STATISTICAL METHODS ............................................ 15 
2.4  INTERIM ANALYSIS ....................................................................................... 18 
3.  TRIAL POPULATION CHARACTERISTICS .............................................. 18 
3.1  PATIENT DISPOSITION .................................................................................. 18 
3.2  DEMOGRAPHIC AND BASELINE DATA .................................................... 19 
3.3  EXPOSURE ......................................................................................................... 19 
3.4  POST-BASELINE CONCOMITTANT MEDICATION ................................ 20 
4.  EFFECTIVENESS MARKERS ........................................................................ 20 
5.  CARDIOVASCULAR RESULTS ..................................................................... 20 
5.1  MAJOR ADVERSE CARDIOVASCULAR EVENTS (MACE) ................... 20 
5.1.1  Primary and key secondary endpoints: 3-point MACE and 4-point MACE 20 
5.1.2  Cardiovascular (CV) death ................................................................................ 23 
5.1.3  Myocardial infarction (MI)-related outcomes .................................................. 26 
5.1.4  Cerebrovascular disease-related outcomes (stroke and TIA) ......................... 26 
5.2  HEART FAILURE OUTCOMES ..................................................................... 29 
5.3  ALL-CAUSE MORTALITY ............................................................................. 32 
5.4  SUMMARY OF CARDIOVASCULAR RESULTS ........................................ 34 
6.  GENERAL SAFETY RESULTS ....................................................................... 36 
6.1  OVERALL ADVERSE EVENTS ...................................................................... 37 
6.2  ADVERSE EVENTS OF SPECIAL INTEREST ............................................ 37 
6.2.1  Urinary tract infection ........................................................................................ 39 
6.2.2  Genital infection .................................................................................................. 39 
6.2.3  Volume depletion................................................................................................. 40 
6.2.4  Venous embolic and thrombotic events ............................................................ 40 
6.2.5  Diabetic ketoacidosis adverse events ................................................................. 40
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6.2.6  Bone fracture ....................................................................................................... 41 
6.2.7  Malignancy .......................................................................................................... 41 
6.2.8  Hepatic injury ...................................................................................................... 41 
6.2.9  Hypoglycemic events ........................................................................................... 42 
6.2.10  Hypersensitivity ................................................................................................... 42 
6.3  RENAL SAFETY ................................................................................................ 42 
6.3.1  Decreased renal function reported as adverse events ...................................... 42 
6.3.2  Renal outcome and eGFR over time ................................................................. 43 
6.4  SUMMARY OF GENERAL SAFETY RESULTS .......................................... 45 
7.  SUMMARY AND DISCUSSION ...................................................................... 45 
7.1  SUMMARY OF THE EMPA-REG OUTCOME® TRIAL RESULTS.......... 45 
7.2  OVERALL BENEFIT-RISK AND DISCUSSION OF THE MAJOR 
FINDINGS ........................................................................................................... 47 
8.  SUPPLEMENTARY TABLES AND FIGURES ............................................. 49 
8.1  TRIAL INFORMATION: COMMITTEE MEMBERS, INCLUSION 
AND EXCLUSION CRITERIA ........................................................................ 49 
8.2  DEMOGRAPHIC AND BASELINE DATA - TS ............................................ 53 
8.3  OBSERVATIONAL PERIOD AND TREATMENT EXPOSURE ................ 55 
8.4  MEDICATIONS INTRODUCED POST-BASELINE - TS ............................ 56 
8.5  EFFECTIVENESS MARKERS RESULTS ..................................................... 57 
8.6  HEART RATE RESULTS ................................................................................. 58 
8.7  SERUM LIPIDS RESULTS ............................................................................... 59 
8.8  PRIMARY ENDPOINT: 3-POINT MACE RESULTS .................................. 60 
8.9  KEY SECONDARY ENDPOINT: 4-POINT MACE RESULTS ................... 64 
8.10  CV DEATH RESULTS ...................................................................................... 64 
8.11  MI-RELATED RESULTS ................................................................................. 69 
8.12  CEREBROVASCULAR DISEASE-RELATED RESULTS (STROKE 
AND TIA)............................................................................................................. 72 
8.13  HEART FAILURE RESULTS .......................................................................... 83 
8.14  ALL-CAUSE MORTALITY RESULTS .......................................................... 90 
8.15  MOST FREQUENT ADVERSE EVENTS....................................................... 96 
8.16  URINARY TRACT INFECTION (BICMQ) RESULTS .............................. 101 
8.17  GENITAL INFECTION (BICMQ) RESULTS .............................................. 104 
8.18  VOLUME DEPLETION (BICMQ) RESULTS ............................................. 107 
8.19  VENOUS EMBOLIC AND THROMBOTIC EVENTS (SMQ) – TS .......... 108 
8.20  HEMATOLOGY RESULTS ........................................................................... 109 
8.21  BONE FRACTURE (BICMQ) RESULTS ..................................................... 110 
8.22  MALIGNANCY (SMQ) UP TO TRIAL TERMINATION – TS ................. 112 
8.23  HEPATIC INJURY (SMQ) RESULTS .......................................................... 113 
8.24  CONFIRMED HYPOGLYCEMIC AES BY SUBGROUPS - TS................ 115 
8.25  HYPERSENSITIVITY (SMQ) RESULTS ..................................................... 117 
8.26  DECREASED RENAL FUNCTION (SMQ) RESULTS ............................... 118 
8.27  ELECTROLYTES MEAN (SD) VALUES - TS............................................. 119 
8.28  RENAL OUTCOME RESULTS ..................................................................... 120
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8.29  CEC CHARTER: ADJUDICATION PROCESS AND CLINICAL 
EVENTS DEFINITIONS ................................................................................. 121 
9.  LITERATURE REFERENCES ...................................................................... 135
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LIST OF ABBREVIATIONS 
ACEi  Angiotensin converting enzyme inhibitors 
AE  Adverse event 
AESI  Adverse event of special interest 
ALT  Alanine aminotransferase 
ARB  Angiotensin receptor blocker 
AST  Aspartate aminotransferase 
BI  Boehringer Ingelheim 
BICMQ  BI-customized MedDRA query 
BMI  Body mass index 
BNP  Brain natriuretic peptide 
BP  Blood pressure 
CAD  Coronary artery disease 
CEC  Clinical Event Committee 
CI  Confidence interval 
CKD  Chronic kidney disease 
CKD-EPI  Chronic kidney disease epidemiology collaboration 
CV  Cardiovascular 
DBP  Diastolic blood pressure 
DPP-4  Dipeptidyl peptidase 4 
ECG  Electrocardiogram 
eGFR  (Estimated) glomerular filtration rate 
EMA  European Medicines Agency 
Empa  Empagliflozin 
EMPA-REG OUTCOME® EMPAgliflozin Removal of Excess of Glucose OUTCOME trial 
FAS  Full analysis set 
FDA  Food and Drug Administration 
FPG  Fasting plasma glucose 
FU  Follow up 
HbA    Glycosylated hemoglobin  
1c
HDL  High-density lipoprotein 
HHF  Hospitalization for heart failure 
HLT  High level term 
HR  Hazard ratio 
ITT    Intent to treat 
LDL    Low-density lipoprotein 
LVOT    Last value on-treatment 
MACE  Major adverse cardiovascular events 
MDRD  Modification of diet in renal disease 
MedDRA  Medical dictionary for drug regulatory activities 
MI  Myocardial infarction 
MMRM  Mixed model repeated measures 
MRA  Mineralocorticoid receptor antagonist 
NNT  Number needed to treat
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OC-AD  Observed cases after treatment discontinuation or after rescue 
medication intake (following the ITT principle) 
OR  Original results 
OS  On-treatment set 
PT  Preferred term 
pt-yrs  Patient-years 
SBP  Systolic blood pressure 
SD  Standard deviation 
SE  Standard error 
SGLT  Sodium-dependent glucose co-transporter 
SMQ  Standardized MedDRA query 
SOC  System organ class 
SU  Sulphonylurea 
T2DM  Type 2 diabetes mellitus 
TIA  Transient ischemic attack 
TS  Treated set 
UACR  Urine albumin-to-creatinine ratio 
ULN  Upper limit of normal 
UTI  Urinary tract infection
Description:ENDOCRINOLOGIC AND METABOLIC DRUGS. ADVISORY COMMITTEE BRIEFING DOCUMENT. EMPA-REG OUTCOME® Trial. NDA 204629