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POW IMIA Issues
Volume 3, Appendixes
Paul M. Cole
94-26798
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distribution is ualhmied,
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The research described in this report was sponsored by the Under Secretary of
Defense for Policy. The research was conducted in the National Defense
Research Institute, RAND's federally funded research and development center
sponsored by the Office of the Secretary of Defense and the Joint Staff,
Contract No. MDA903-90-C-0004.
Ubrary of Conpges Cataloging in Publication Data
Cole, Paul M.
POW/MIA Issues I Paul M. Cole.
p. cm.
"Prepared for the Office of the Under Secretary of Defense for
Policy."
"MR-351j3-USDP."
Includes bibliographical references.
Contents: v. 1. The Korean War - v. 2. World War l and
early Cold War -v. 3. Appendixes.
MR-351/1-USDP
MR-351/2-USDP
1. Prisoners of war-United Stes. 2. World War IL 1939-
1945--Missing in action-United Staes. 3. Korean War, 1950-
1953-Missing in action-United States. 4. Cold War.
I. United States. Office of the Under Secretary of Defense for
Policy. U1. World War Two, Korean War, and early Cold War
MIA-POW issues.
UB803.C65 1994
940.54^72--dc20 9340829
CEP
ISBN 0-8330-1482-X (v. 1)
ISBN 0-8330-1487-0 (v. 2)
ISBN 0-8330-1497-8 (v. 3)
RAND is a nonprofit institution that seeks to improve public policy through
research and analysis. RAND's publications do not necessarily reflect the
opinions or policies of its research sponsors.
Published 1994 by RAND
1700 Main Street, P.O. Box 2138, Santa Monica, CA 90407-2138
To obtain information about RAND studies or to order documents,
call Distribution Services, (310) 451-7002
POW/MIA Issues
Volume 3, Appendixes
Pau M. Cole
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PRIFACE
This report consists of three volumes. Volume 1 addresses American
prisoners of war (POW) and missing in action cases (MIA) who were not
repatriated following the Korean War, with particular emphasis on
whether any American servicemen were transfer 'n USSR territory
during the war.
Volume 2 examines three issues: First, it e. m~Les whether
American servicemen liberated by Soviet forces from Naz4 German POW
camps in the European theater of operations in World War II were not
repatriated. Second, it examines whether American aircrews in the Far
East and European theaters were detained in USSR territory. Third,
early Cold War incidents are examined to determine whether archive
materials indicate that American servicemen and civilians were held
alive in USSR territory.
Volume 3, an appendix volume, contains a number of POW rosters,
primary source documents, and other lists. It is intended to complement
Volumes 1 and 2.
Throughout Volumes 1 and 2, the evolution of U.S. POW/MIA policy is
documented as are U.S. government efforts to obtain a full accounting of
missing American citizens. This report is documented extensively, in
accordance with the guidance from the Department of Defense, so that
other researchers may use it as a reference work or as a guide to
sources. This report is not intended, however, to be a comprehensive
history of World War II, the Cold War, or the Korean War.
This report was prepared as a part of "The POW/MIA Issue in U.S.-
North Korean Relations," a project sponsored between October 1991 and
April 1993 by the Office of the Under Secretary of Defense for Policy.
Research for this report was conducted within the International Security
and Defense Strategy Program of RAND's National Defense Research
Institute, a federally funded research and development center supported
by the Office of the Secretary of Defense and the Joint Staff.
This report should be of interest to government officials involved
in MIA/POW affairs, casualty resolution officers, family members, and
L
- Iv -
others in and out of government interested in the efforts that have been
made by the U.S. government to resolve POW/MIA issues.
CONTMII'8
Preface ............................................................. iii
1. MEMBERS OF THE U.S.-RUSSIAN JOINT COMMISSION ON POW/MIAs ......... 1
2. ACCESS TO INFORMATION IN THE UNITED STATES ........................ 3
3. ROSTER OF VICTIMS FROM REPATRIATED UNC POWs ....................... 9
4. ROSTER OF VICTIMS FROM U.S. 8TH ARMY SOURCES ..................... 30
5. LETTER FROM THE SECRETARY OF THE ARMY ............................ 57
6. CHRONOLOGY OF UNC POW/MIA/REMAINS REPORTS ........................ 59
7. RAND LIST OF USAF PERSONNEL IN SOVIET RECORDS ................... 72
8. ADDITIONAL EVIDENCE CONCERNING TRANSPORT OF AMERICAN POW/MIAs
FROM KOREA TO USSR TERRITORY ..................................... 79
9. ADDITIONAL EVIDENCE CONCERNING SIGHTINGS OF AMERICAN POW/MIAs
IN THE PEOPLE'S REPUBLIC OF CHINA ............................... 103
10. STATEMENT BY THE HON. STEPHEN S. JACKSON, DEPUTY ASSISTANT
SECRETARY OF DEFENSE (MANPOWER, PERSONNEL, AND RESERVE) ........ 109
11. THE UNCHAC 450 LIST .............................................. 111
12. CRITERIA FOR REDUCING THE 450 LIST TO 389 ....................... 122
13. CASUALTY DATA FOR PERSONNEL ON 389 LIST ......................... 124
14. PERSONNEL REMOVED FROM THE 450 LIST ............................. 156
15. ROSTER OF AMERICANS BURIED IN NORTH KOREAN CEMETERIES,
JUNE 1953 ...................................................... 163
Koto Ri #1 ...................................................... 163
Koto Ri #2 ...................................................... 164
Sukchon ......................................................... 167
Pukchong ........................................................ 171
Wonsan .......................................................... 173
Hungnam ......................................................... 176
Hungnam #2 ...................................................... 184
16. ROSTER OF ISOLATED BURIALS IN NORTH KOREA AS OF JUNE 1953 ...... 198
17. UNRECOVERED ISOLATED BURIALS ON NORTH KOREAN TERRITORY
GROUPED BY SERVICE ............................................... 201
U.S. Army ....................................................... 202
U.S Air Force .................................................. 208
Branch of Service and Nationality Unknown ..................... 209
Memorial Division, QM, AFFE .................................... 212
UNC Burial Sites in North Korea ............................... 221
18. ROSTER OF UNC AIR CRASHES ON NORTH KOREAN TERRITORY WITH
ESTIMATE OF DECEASED CREWMEN .................................... 234
- vi -
19. ROSTER OF BURIALS ON NORTH KOREAN TERRITORY SUBMITTED
TO THE COMMUNIST SIDE BY UNCMAC ................................. 242
20. ARMY ADJUTANT GENERAL ROSTER OF 191 UNREPATRIATED AMERICAN
POWs KNOWN TO HAVE BEEN HELD IN GERMAN POW CAMPS ............... 257
21. LIST OF INQUIRIES MADE BY U.S. MILITARY ATTACHE'S OFFICE,
MOSCOW ......................................................... 262
22. U.S. ARMY DEFECTORS TO THE SOVIET BLOC .......................... 273
I~
I l l-
Il
Appendix 1
MIRE OF TIM U.S. -RUSSIAN JOINT COMMISSION ON POW/IEAs
Found Inc Chapter One, Volume 1
Source of this information: U.S.-Russian Joint Commission
U.S. DILNGATION
Canissioners
Ambassador Malcolm Toon
Senator John Kerry
Senator Bob Smith
Representative John Miller
Representative Pete Peterson
Mr. Alan C. Ptak, DASD, DoD, MIA-POW Affairs
Mr. Richard Kauzlarich, DAS, DoS, European Affairs
Mr. Kenneth Quinn, DAS, DoS, East Asian and Pacific Affairs
Mr. A. Denis Clift, Chief of Staff, Defense Intelligence Agency
Ms. Trudy Peterson, Assistant United States Archivist
ZmertB
Brig. General Eldon W. Joersz, USAF, Director ISA/POW-MIA
Affairsi
Major Charles W. Gittins, USMC, ISA/MIA-POW Affairs
Lt. Thomas Vhay, USN, ISA/MIA-POW Affairs
Mr. Steve Mann, OASD/ISP (Russia Desk Officer)
Mr. David Sisson, DIA (PW-MIA)
Mr. Michael Sasek, DIA (PW-MIA)
Lt. Col. Alan Young, USA, DIA (PW-MIA)
Mr. David Hess, DoS, Russia/CIS Director
Mr. Dan Sainz, DoS, Russia Desk Officer
Mr. Frank Light, DoS, Vietnam Desk Officer
Lt. Yuri Tabach, USN, Interpreter/Assistant to Mr. Ptak
Comgressiaml
Mr. Mark Bitterman, OASD/LA, Congressional Liaison
Ms. Francis Zwenig, Staff Director, Senate Select Commuittee
Mr. Robert Taylor, Senate Select Committee Staff
Ms. Pat Ravalgi, Staff, House Foreign Relations Committee
Ms. Heike Nussbaum, Staff, Congressman Miller
Ms. Susan Farmer, Staff, Congressman Peterson
RUJSIZADL~mNza ION
Ch- 4 zn
Dimitri Petrovich Volkogonov, Presidential Advisor on Military
Issues
Iy July 1992, General Joersz had been replaced by Edward W. Ross
as Office Director.
-2
Deputy chairman
Vladimir Petrovich Kozlev, Deputy Chairman, Russian Archives
Committee
embers
Yevgeniy Arshakovich Ambartsumov, Acting Chairman,
Parliamentary Committee on International Affairs
Nikolay Mikhailovich Arzhannikov, Deputy Chairman,
Parliamentary Committee on Human Rights
Igor Nokolayevich Venkov, Director, Historical and Memorial
Center of the Armed Forces General Staff
Yuriy Ivanovich Kalinin, Director, General Enforcement
Directorate, Ministry of Internal Affairs
Sergey Adamovich Kovalev, Chairman, Parliamentary Human Rights
Committee
Anatoliy Afanasevich Krayushkin, Section Chief, Ministry of
Security
Gennadiy Lukyanovich Lezhikov, Director, Ministry of Internal
Affairs Information Center
Vyacheslav Petrovich Mazyrov, Senior Assistant to Section Chief
of the External Intelligence Service
Vladimir Fedorovich Mironov, Consultant, Ministry of Justice
losip Nikolaevich Podrazhanetz, Acting Director, USA and Canada
Administration, Ministry of Foreign Affairs
Viktor Mikhailovich Arkhipov, MFA, Human Rights Administration
Viktor Nikolaevich Bondarev, Director, Central State Special
Archives
Nikolai Petrovich Brileb, Director, Central Ministry of Defense
Archives
Vladimir Konstantinovich Vinogradov, Deputy Section Director,
Ministry of Security
Vladimir Ivanovich Korotayev, Deputy Director, Central State
Special Archives
Tatiana Fedorovna Pavlova, Acting Director, State Archives of
the October Revolution, Higher State Organs and State
Administration
Valentin Konstantinovich Parkhomenko, MFA, USA and Canada
Administration
Vladimir Vasiliyevich Sokolov, MFA, Deputy Director of
Documents Division
Aleksandr Maksimovich Shubin, Ministry of Internal Affairs,
Section Director in Information Center