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NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice PDF

338 Pages·2007·1.925 MB·English
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by Thomas J. Hine, John K. Brubaker| 2007| 338 pages| 1.925| English

About NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice

The right brain guide to NASD compliance for Registered RepresentativesThis book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.

Detailed Information

Author:Thomas J. Hine, John K. Brubaker
Publication Year:2007
ISBN:9780470165911
Pages:338
Language:English
File Size:1.925
Format:PDF
Price:FREE
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