Appendices and ANF of FTP(2015-2020)

466 Pages·2015·2.25 MB·English

(APPENDICES AND AAYAT NIRYAT FORMS)
OF
FTP 2015-2020
1ST April, 2015 – 31ST March, 2020

Government of India
Ministry of Commerce and Industry
Department of Commerce
DIRECTORATE GENERAL OF FOREIGN TRADE

Website:http://dgft.gov.in
INDEX
List of Appendices
Sl Appendix Subject Page
No NO
1. 1A List of Regional Authorities and their jurisdiction 1
2. 1B List of Towns of Export Excellence 13
3. 1C Procedure Relating to the Export of Perishable Agricultural Produce 15
4. 2A List of FTA/ PTA’s signed by India 21
5. 2B List of Agencies Authorised to issue Certificate of origin (Preferential) 27
6. 2C List of Agencies Authorised to issue GSP Certification 29
7. 2D List of Agencies Authorised to issue Certificates of Origin for SAPTA and 32
Asia Pacific Trade Agreement (APTA)
8 2E List of Agencies Authorised to issue Certificates of Origin - Non Preferential 35
9. 2F Approved Exporter System for self-certification of Certificates of Origin 59
10. 2G List of Inspection and Certification Agencies 65
11. 2H Format of Pre-Shipment Inspection Certificate 76
12. 2I List of WHO-GMP; HACCP and SEI/CMM Level II and above Certification 78
Agencies
13. 2J List of STEs for FTP purpose 82
14. 2K Scale of Fee and Format for Depositing of Application Fee/Penalty etc 83
15. 2L Certificate for Offsetting of Export Proceeds 87
16. 2M Form of Affidavit for obtaining Duplicate Copy of Licences /Authorisations 89
which are lost or misplaced.
17. 2N Bank Guarantee Format 90
18. 2O Legal Agreement/Undertaking Format 93
19. 2P Format of Export/Import Certificate Under INDO-US Memorandum 97
20. 2Q Format of End User Certificate under Para 2.38 of HBP 104
21. 2R Format of Registration-Cum-Membership Certificate 105
22. 2S End Use cum End User Certificate in case of export of SCOMET items 106
23. 2T List of Export Promotion Councils/Commodity Boards/Export Development 108
Authorities
24. 2U Electronic Bank Realization Certificate(e-BRC) 119
25. 2V List of Agri Export Zones 120
26 2W Format of I card 123
27. 3A List of items not allowed for import under Export From India Schemes under 124
Chapter 3, unless otherwise specified
28. 3B List of products and list of markets eligible under Merchandise Exports from 125
India Scheme (MEIS)
29. 3C List of eligible category under MEIS if exported through using e-commerce 125
platform
30. 3D List of Services eligible under Service Exports from India Scheme (SEIS) 126
31. 3E List of services where payment has been received in Indian rupees which can 126
be treated as receipt in Deemed Foreign Exchange as per guidelines of
Reserve Bank of India
32. 4 A Jurisdiction of Regional Authority and Regional Authority Competent to issue 127
Nominated Agency Certificate under Schemes for Gems and Jewellery
Sector.
33. 4 B List of Nominated Agencies 128
34. 4 C Value Addition Norms for exports for which payments are not in Freely 136
Convertible Currency
35. 4 D Value addition norms (below 15%) for specific product (s) under Advance 137
Authorisations Scheme under paragraph 4.09 of FTP (2015-20).
36. 4 E Technical Details and Data Sheet for Advance Authorisation application on 138
Self Declaration under paras 4.04 & 4.07 of HBP.
37. 4 F Replenishment for Gem & Jewellery 143
38. 4 G Replenishment Scale for Gem Rep Authorisation 146
39. 4 H Register for accounting the consumption and stocks of Duty Free imported or 147
domestically procured raw materials, components etc allowed under Advance
Authorization / DFIA
40. 4 I Register for accounting the consumption and stocks of duty free imported or 149
domestically procured raw materials, components etc allowed under Advance
Authorization for Pharmaceutical Product manufactured through Non
Infringing Process.
41 4 J Export Obligation period for specified inputs with Pre-import Condition 152
42. 4 K Format of Chartered Engineer Certificate for Fixation of SION 153
43 4 L Format of Chartered Engineer (Chemical) Certificate (for Pharmaceutical 154
Product manufactured through Non-Infringing Process)
44. 4 M Statement of Precious Metal for the period April-September …… / Oct- 156
March….
45. 4 N Certificate by Regional Authority for Import of Precious Metal by Nominated 158
Agencies
46. 4 O Certificate by Nominated Agency for Claiming Replenishment of Gold / Silver 159
against Jewellery sold at exhibitions abroad
47. 5A Format of Chartered Engineer Certificate for EPCG Scheme 161
48. 5B Format of Certificate of CA/Cost Accountant/CS for issue of EPCG 162
Authorisation
49. 5C Format of Certificate of CA/Cost Accountant/CS for redemption of EPCG 164
Authorisation
50. 6A Criteria to be approved for Automatic Approval of Unit Under EOU Scheme 166
51. 6B Sector Specific Requirements for EOUs 167
52. 6C Board of Approval Notification 169
53. 6D Format for Letter of Permission 171
54 6E Form of Legal Agreement for EOU/EHTP/STP/BTP 173
55. 6F Guidelines for monitoring the performance of EOU / STP/ EHTP/BTP UNITs 185
56. 6G Guidelines for sale of goods in the Domestic Tariff Area (DTA) by 191
EOU/EHTP/STP/BTP Units
57.. 6H Procedure to be followed for Reimbursement of Central Sales Tax (CST) on 194
supplies made to Export Oriented Units (EOUs) and units in Electronic
Hardware Technology Park (EHTP) and Software Technologies Park (STP)
58. 6I Items Permitted for Import / Domestic Procurement by EOU Units engaged in 200
Agriculture/Horticulture without payment of duty for supply to contract
farmers in the DTA.
59. 6J Jurisdiction of Special Economic Zones. 201
60. 6K Guidelines for Exit of EOU/EHTP/STP UNITs 203
61. 6L Guidelines for Revival /Exit of sick EOU 206
62. 6M Guidelines for conversion of Domestic Tariff Area (DTA) unit into Export 207
Oriented Unit (EOU)/Electronic Hardware Technology Part (EHTP)/ Software
Technology Park (STP)/ Bio Technology Part (BTP) Unit.
62. 7A List of Agencies/Funds/Notified by the Department of Economic Affairs, 211
Ministry of Finance which are exempted from payment of Excise duty in
terms of Excise Notification No 12/2012 dated 17.03.2012 and other Deemed
Export Benefits as per FTP.
64. 7B List of Agencies Notified under Excise Notification No 108/95CE, dated 211
28.08.1995 where supplies are made to UN organisation/International
organisation which are exempted from payment of Central Excise duty and
other deemed export benefits as per FTP.
65. 7C Format of Project Authority Certificate 211
66. 7D Format of Certificate of Payments Issued by the Project Authority. 215
67. 7E Formats for Fixation of Brand Rate for Duty Drawback. 218
68. 7F Format for monthly statement for disbursement of TED/DBK/Interest 225
Miscellaneous
69. 8A Application for Certificate of Export Performance of Unit in the 226
Pharmaceutical and Biotechnology Sectors by the Regional Office of the
DGFT as per Customs Notification No 12/2012 dated 17.03.2012 (erstwhile
Notification No 21/2002 Dated 01.03.2002)
70. 8B Application for Certificate of Export Performance of Unit in Agro Chemical 229
Sectors by the Regional Office of the DGFT as per Customs Notification No
12/2012 dated 17.03.2012 (erstwhile Notification No 21/2002 dated
01.03.2002)
List of ANFs
Sl ANFs Subject Page no
No
1. ANF -1 Profile of Exporter and Importers 1
2. ANF-2A Application form for New IEC Number & Amendment 3
3. ANF-2B Application form for I Card 12
4. ANF-2C Application form for RCMC 13
5. ANF-2D Application form for seeking relaxation in Policy and Procedure in terms of Para 15
2.58 of FTP
6. ANF-2E Application Performa for seeking Personal Hearing in terms of Para 2.59 of 18
FTP for grievance representation
7. ANF-2F Application Performa for seeking clarifications on foreign trade policy 19
8. ANF-2G Application form for seeking refund of fee paid in excess/not payable 20
9. ANF-2H Application form for free sale and commerce certificate 22
10. ANF-2 I Application For Free Sale & Commerce Certificate For Items Other Than 26
Medical Devices/Instruments
11. ANF-2J Application form for End User Certificate under Para 2.38 of HBP 30
12. ANF-2K Application form for import Certificate-(Indo-US) 33
13. ANF-2L Application form for Recognition as Pre-shipment Inspection Agency for metal 38
scrap
14. ANF-2M Application form for Import of Restricted items 43
15. ANF-2N Application form for Export Licence for Restricted Items 47
16. ANF-2O Application form for Export of SCOMET items listed in Appendix 3 to Schedule 50
2 of ITC(HS) Classification of Export and Import items
17. ANF-2P Application form for request for entering into an arrangement or understanding 58
that involves site visit, on-site verification or access to records/ documentation
as mentioned in Appendix 3 of Schedule 2 of ITC(HS) Classification of Export
and Import items
18. ANF-2Q Application for export of samples or exhibits, gifts, spares, replacement goods 63
other than SCOMET Items
19. ANF-3A Application Form for Merchandise Exports from India Scheme (MEIS) 65
20. ANF-3B Application Form for Service Exports From India Scheme (SEIS) 68
21. ANF-3C Application for Grant of Status Certificate 77
22. ANF-3D Application Form for Merchandise Exports from India Scheme (MEIS) using e- 85
commerce platform
23. ANF-4A Application for issue of Advance Authorisation/Advance Authorisation for 92
Annual Requirement / Advance Authorisation for Invalidation / ARO
24. ANF-4B Application for Fixation / Modification / Revision of Standard Input Output 99
Norms (SION)
25. ANF-4C Application for Clubbing of Advance Authorisations 103
26. ANF-4D Application for Enhancement in CIF/FOB vale of Authorisation / EOP Extension 106
/ Revalidation of Authorisation
27. ANF-4E Application for Advance Authorisation / Advance Release Order (ARO) / 109
Invalidation Letter for Pharmaceutical Products, manufactured through Non-
Infringing (NI) process
28. ANF-4F Application for waiver of Bond/redemption of Authorisation 114
29. ANF-4G Application for issue of Transferable Duty Free Import Authorisation (DFIA) 118
(including for ARO and Invalidation Letter)
30. ANF-4H Application for issue of GEM REP Authorisation 126
31. ANF-4I Application for Issue of Nominated Agency Certificate (NAC) / Renewal of 131
Nominated Agency Certificate
32. ANF-5A Application for issue of EPCG Authorisation 134
33. ANF-5B Application for Redemption of EPCG Authorisation 140
34. ANF-5C Application for Clubbing of EPCG Authorisations 143
35. ANF-6A Application for setting up of new EOU/EHTP/STP/BTP Unit and/or conversion 145
of existing DTA unit to EOU/EHTP/STP/BTP unit.
36. ANF-6B Application for Extension of Letter of Permission (LOP) 155
37. ANF-6C Application for Advance DTA sale 156
38. ANF-6D Application for Exit from EOU/EHTP/STP/BTP scheme 161
39. ANF-7A Application for refund of TED/Duty Drawback/Fixation of Brand Rate 164
40. ANF-7B Application for interest claim on delayed payment of TED/Duty drawback 171
41. ANF-8A Application for registering complaint for quality complaint/Trade dispute 173

Compilation of ACT, Rules and Orders for Reference:
1. Foreign Trade (Development and Regulation) Act, 1992 1
2. Foreign Trade (Development and Regulation) Amendment Act, 2010 7
3. Foreign Trade (Regulation) Rules, 1993 18
4. Foreign Trade (Exemption from Application of Rules in certain cases) Order, 1993 27
5. Notifications 31
6. Safeguard Measures (Quantitative Restrictions) Rules, 2012 42
APPENDICES
APPENDIX -1A
DGFT, ITS REGIONAL AUTHORITIES AND THEIR JURISDICTION
S.N. Name and Address Telephone No./Fax No./ Email Territorial Jurisdiction
(1) (2) (3) (4)
1 Director General of Foreign Trade Tel :[phone] Throughout India
(Headquarter)
Fax: [phone]
H-wing, Gate No.2
E-mail: [email protected]
Udyog Bhawan, Maulana Azad Road,
New Delhi- 110011

NORTHERN ZONE

2 The Additional Director General of Foreign Tel. [phone] Delhi
Trade,
Fax [phone]
Central Licensing Area (CLA)
E-mail: [email protected] Districts of Haryana
‘A’ Wing I.P. Bhawan, I.P. Estate
(i)Faridabad
New Delhi-110002
(ii)Gurgaon

Districts of Uttar Pradesh
(i)Meerut
(ii)Baghpat
(iii)Ghaziabad
(iv)Gautam Buddha Nagar
(v) Bulandshahar
(iv) Panchasheel Nagar
3 The Joint Director General of Foreign Tel. [phone] Uttar Pradesh excluding
Trade those areas which are
Fax: [phone]
under the jurisdiction of
117/L-444, Kakadeo,
Additional Director General
E-mail: [email protected]
of Foreign Trade, CLA,
Kanpur-208025 (UP)
New Delhi, Varanasi,
Moradabad and Panipat.
1
4 The Joint Director General of Foreign Tel. [phone] Districts of Uttar Pradesh
Trade
Fax:[phone] (i)Bijnaur
110-111, 1st Floor Parsvanath Plaza,
E-mail: [email protected] (ii)Moradabad
Majhola, Delhi road,
(iii)Rampur
Moradabad-244103 (UP)
(iv)Jyotiba Phuley Nagar
(v)Barielly
(vi)Shahjahanpur
(vii)Badaun
(viii)Pillibhit and
(ix) Bheem Nagar
5 The Joint Director General of Foreign Tel.[phone] Districts of Uttar Pradesh
Trade,
Fax:[phone] (i) Varanasi
B-38/1-A-2, Tulsipur, Mehmoorganj
E-mail: [email protected] (ii)Sant Ravidas Nagar
Varanasi (UP)
(iii)Mirzapur
(iv)Ghazipur
(v)Azamgarh
(vi) Ballia
(vii)Deoria
(viii) Kushi Nagar
(ix)Gorakhpur,
(x) Maharajganj
(xi)Basti,
(xii)Sant Kabir Nagar
(xiii) Jaunpur
(xiv)Sonebhadra
(xv)Mau and
(xvi)Sidharthanagar
6 The Joint Director General of Foreign Tel. [phone] Haryana excluding
Trade Districts of
2
L-482, Model Town Fax: [phone] (i)Faridabad
Panipat (Haryana) E-mail: [email protected] (ii)Gurgaon and
(iii)Panchkula

Districts of Uttar Pradesh
(i)Saharanpur
(ii)Muzaffarnagar
(iii)Prabubudh Nagar
7 The Joint Director General of Foreign Tel: [phone] Rajasthan
Trade
Fax: [phone]
3rd Floor, Udyog Bhawan
E-mail: [email protected]
Tilak Marg,
Jaipur-302005
Rajasthan
8 The Joint Director General of Foreign Tel. [phone], Punjab excluding the
Trade following districts:
Fax: [phone]
133-136,Green Field (i) Amritsar
E-mail: [email protected]
Near Shakti Nagar Chowk (ii)Gurdaspur
Ludhiana-141002 (iii)Hoshiarpur
Punjab (iv)Taran Taran
(v)Roop nagar (Ropar)
and (vi)Sahibzada Ajit
Singh Nagar.
9 The Joint Director General of Foreign Tel. [phone] District of Punjab
Trade
Fax: [phone] (i)Amritsar
The Mall, C R Building
E-mail: [email protected] (ii)Gurdaspur
Amritsar-143001 (Punjab)
(iii)Hoshiarpur and
(iv)Taran Taran.
10 The Joint Director General of Foreign Tel. [phone] Himachal Pradesh and
Trade Union Territory of
Fax: [phone]
Chandigarh as well as
following districts of
3